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Anil Swain

@anilswain

I lead finance data transformation, analytics, and cloud delivery at Capital One.

United States
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At Capital One, I lead business analysis and data engineering for Finance Data Refinery, monitoring 250+ data pipelines, resolving production defects, and building Tableau dashboards for incident and KPI analysis. I translate feature-team cloud requirements into implementation stories while strengthening data governance, testing, and SOX compliance.

I've spent more than 10 years delivering banking and investment-banking solutions across data warehousing, reconciliation, risk, derivatives, and platform migration. My work spans AWS, Snowflake, SQL, PySpark, Tableau, Agile delivery, requirements management, and leading teams through change.

Experience

Work history, roles, and key accomplishments

Capital One logoCO
Current

Lead Business Analyst/Data Engineer

Feb 2022 - Present (4 years 7 months)

Presently managing/working with Capital One’s Finance Data Refinery team which utilizes FDRIFT’s infrastructure for it’s ETL process for Finance LOB data. Also, working alongside on the FDRIFT platform.
Below are the job duties –
• Identify and remedy defects within the production process.
• Monitored performance of 250+ data pipelines and FDRIFT infrastructure after fixing bugs, preventing re

Capital One logoCO

Lead Business Analyst / Lead Data Engineer

Feb 2020 - Feb 2022 (2 years)

Client - Capital One Bank, LT Data Transformation
Role responsibilities in this project are
• Participate in business requirements gathering, requirements analysis and perform impact analysis with the stake-holders
• Participate in business requirements gathering, requirements analysis and perform impact analysis with the stakeholders.
• Identify the business requirements and convert them to the

Capital One logoCO

Sr. System Integrator

Jan 2017 - Feb 2020 (3 years 1 month)

Client - Capital One Bank, Recon and Peoplesoft
Frontier Reconciliation is a comprehensive, end-to-end account reconciliation and certification solution. My responsibility was to participate in meetings with respective business teams, and expected to document and develop recommendations, reconciliations and reports to assist in the automation of the current manual processes for Frontier Recon Plus

NetCloud LLC logoNL

Senior System Integrator / Lead Business Analyst

Dec 2013 - Feb 2020 (6 years 2 months)

Worked as Senior System Integrator / Lead Business Analyst at NetCloud LLC.

NetCloud LLC logoNL

Sr Business Analyst

Dec 2015 - Dec 2016 (1 year)

We were creating a Module of Online Application and Portfolio Management System for Community Finance on Salesforce.com. Worked with the dev team on the module which is a loan application replacing the manual process for loan application on excel document. The main function is that clients/ syndicators will be able to request a Letter of Interest by filling up an online registration form.
• Analyz

NetCloud LLC logoNL

Sr. Business Analyst

Dec 2013 - Nov 2015 (1 year 11 months)

Performed the role of Senior Business Analyst and Scrum Master for RPM (Ratings Process Manager) application and was involved in facilitating rapid development, minimizing impediments, resolving support issues and implementing overall RPM enhancements successfully. (RPM is the core ratings process manager application, which helps atomizing its process to rate different deals, issues and organizati

UBS logoUB

Senior Business Analyst

Jan 2011 - Nov 2013 (2 years 10 months)

Client - UBS, Investment Banking, Equities.
The project was for Cash Equities application enhancement where I successfully implemented several new enhancements and maintenance on existing Product for reconciliation of Nostro breaks in TLM and in house application.
Responsibilities:
• Worked with business users for Settlement team of Cash Equities for reconciliation of failed Cash Equity Trades f

Wipro Limited logoWL

Sr. Business Analyst

Dec 2005 - Nov 2013 (7 years 11 months)

Worked as Sr. Business Analyst at Wipro Limited.

UBS logoUB

Lead Operation / Change Management Analyst

Jul 2007 - Dec 2010 (3 years 5 months)

Client - UBS, Investment Banking, Credit Derivatives
• Worked with OTC Derivatives Operations team to understand the operations work-flow/trade-flow and worked on feasibility analysis/study on the Change Management requests received through JIRA. The requests were part of reducing operations cost to the client thereby reducing the operational risk and increasing Straight Through Processing (STP) t

Dell services and computers logoDC

Lead Technical Consultant

Dec 2005 - Jun 2007 (1 year 6 months)

Client - Dell Computers.
Worked as a Lead Technical Consultant for Dell Computers USA for the Laptop Support, providing Technical Support over the phone & Remote Network Login to Home and Small Business users of Dell Portables Computers. Responsible for doing Data Analysis for the whole team focusing on the parameters for the Team such as ANI, RDR, etc. Handled project management responsibilities

Innovative Solutions logoIS

Network and System Administrator

Feb 2002 - Dec 2005 (3 years 10 months)

Handled project management responsibilities such as coordination, work load distribution and monitoring. Propose network architecture to support the implementation of the client-server applications.

Gurusons Communications Pvt. Ltd. logoGL

Head of Information Technology Department

Sep 1998 - Feb 2002 (3 years 5 months)

Worked as System administrator with excellent administrating and project management skills with IT consulting experience. Monitor Windows NT LANs and handle performance, configuration, account, fault and security manage. Maintain and utilize programs for automated Window NT administration functions. Implement NT security standards pertaining to user groups and directories, file attributes, truste

Education

Degrees, certifications, and relevant coursework

NU

Nagaland University

Bachelor of Science (B.Sc.), Information Technology

UC

University of Cambridge

Diploma in Computer Studies

NR

New Relic

New Relic Observability Practitioner Badge

Issued Aug 2024 · Expired Aug 2026

AA

Amazon Web Services (AWS)

AWS Certified Developer - Associate

Issued May 2018 · Expired May 2020

NR

New Relic

New Relic Observability Foundations Badge

Issued Aug 2024 · Expired Aug 2026

VE

VMEdu.com (Scrum/Kanban/AI/Business Analysis/OKRs/Six Sigma/Sales and Marketing etc.)

Scrum Master Certified

Issued Mar 2017 · Expired Mar 2020

VE

VMEdu.com (Scrum/Kanban/AI/Business Analysis/OKRs/Six Sigma/Sales and Marketing etc.)

Scrum Fundamentals Certified

Issued Mar 2017 · Expired Mar 2020

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