Open to opportunities

Scott Bowen

@scottbowen

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Results-driven banking professional specializing in risk management and compliance.

United States

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What I'm looking for

I seek a role that fosters collaboration, encourages proactive risk management, and offers opportunities for professional growth.

I am a results-driven banking professional with significant experience in risk management, regulatory compliance remediation, and operational process optimization across diverse financial institutions. My expertise lies in spearheading risk functions and enhancing enterprise risk management frameworks, fostering a culture of proactive risk, legal, and compliance awareness.

Throughout my career, I have successfully collaborated across hierarchical levels, engaging in regulatory exams and internal audits. My recent role as a Compliance & Credit Risk Consultant at TEKsystems has allowed me to proactively analyze and identify operational, credit, and regulatory risks, while providing strategic recommendations to promote a culture of risk awareness.

Previously, as SVP of Divisional Risk Management at City National Bank, I directed the risk management functions of the Commercial Lending division, implementing cutting-edge risk metrics and fostering a culture of heightened risk awareness. My commitment to compliance and risk mitigation has consistently resulted in enhanced operational frameworks and reduced compliance incidents across various business segments.

Experience

Work history, roles, and key accomplishments

Current

Compliance & Credit Risk Consultant

Current

TEKsystems KPMG

Nov 2024 - Present (6 months)

Reviewed, analyzed, and identified current and emerging operational, credit, and regulatory risks, approving issues and action plans based on enterprise risk framework guidelines. Provided risk, compliance, and governance perspectives, completed RCSA's, revised key control descriptions, and recommended process improvements. Assisted in aligning and completing remediation activities while obtaining

Risk Analysis Regulatory Compliance Credit Risk Enterprise Risk Management RCSA Controls Process Improvement

SVP, Divisional Risk Management

City National Bank

Jun 2022 - Jul 2024 (2 years 1 month)

Directed the Commercial Lending division's risk management functions, including operational, IT, compliance, and vendor risk, enhancing the operational framework. Spearheaded the implementation of risk metrics to improve proactive risk identification and decision-making. Expanded risk assessment and testing programs, fostering risk awareness and responsiveness.

Divisional Risk Management Risk Operations Risk Assessment Internal Audit

Director, Risk Management

UBS Bank

Jan 2019 - May 2022 (3 years 4 months)

Directed RCSA and Control Monitoring System assessments, ensuring accurate depiction of risk ratings and elevating risk management accuracy. Led strategic refinement of bank-wide credit and regulatory policies, enhancing compliance standards and aligning procedural frameworks with industry standards. Directed commercial business compliance initiatives, ensuring seamless project execution and exemp

RCSA Controls Regulatory Compliance Regulatory Compliance Risk Mitigation 1st Line Of Defense (1LOD)