Larry DeRogatis

Led audits for financial institutions ranging from $100M to $10B in assets, with an emphasis on operational risk and regulatory compliance. Provided clients with actionable recommendations to strengthen internal controls and risk posture.

Oversaw the Governance team within Operations, conducting self-assessments to verify policy compliance and uncover risk exposure. Supported initiatives aimed at improving internal controls and business continuity.

Led internal audit engagements and assessed risk for Fortune 500 clients. Worked closely with stakeholders to design audit programs and controls aligned with enterprise risk frameworks.

Performed internal audits and control assessments with a focus on process compliance, fraud risk, and remediation tracking. Maintained a centralized tracker for audit findings and remediation efforts.

Supported the enterprise risk management (ERM) program, conducting assessments, monitoring risk indicators, and maintaining policy documentation. Played a key role in implementing a new ERM platform to monitor operational risk items.

Managed commercial and residential loan servicing, ensuring accuracy in loan data and regulatory compliance. Processed escrow analysis for over 500 customers and ensured accurate reporting.

Provided daily banking services while ensuring compliance with anti-fraud and operational procedures. Detected and prevented multiple instances of fraudulent activity.

Grade: 3.60 / 4.00

Completed a Bachelor of Science in Business Administration, focusing on strategic project management, applied business strategy, leadership, and operations management. Achieved a GPA of 3.60/4.00, demonstrating strong academic performance in core business disciplines.