HARSHITA SHARMA
@harshitasharma7
Compliance-minded Operations Coordinator with 7+ years in SEBI/RBI workflows, SOPs, and audit-ready rigor.
What I'm looking for
I’m an operations professional with 7+ years managing compliance workflows, SOP design, and end-to-end business operations across SEBI- and RBI-regulated environments. I’ve delivered 100% audit accuracy across 7 consecutive SEBI audit cycles while managing 500+ client accounts annually, with a relentless focus on data integrity and audit readiness.
In my most recent SEBI-regulated role, I owned MIS reporting and data management for KYC operations and authored 10+ operational SOPs from scratch. I also led a cross-functional operations overhaul for a team of 4–6, cutting processing delays by 40% and reducing new-hire onboarding time by 2 weeks, while keeping escalations at zero through an end-to-end compliance documentation overhaul covering 1,000+ annual document reviews.
Now, I’m upskilling in AI-assisted remote operations tooling and building portfolio-ready SOPs, AI-assisted reporting templates, and automation workflows for fintech and startup scenarios. I also run a freelance Compliance Operations VA practice on Upwork, specializing in KYC document review and SOP documentation—and I’m seeking a remote Executive Assistant / Operations Coordinator role where compliance-grade rigor blends with modern async workflows.
Experience
Work history, roles, and key accomplishments
Remote Operations & AI Workflows
Independent Professional Development
Dec 2025 - Present (7 months)
Delivered strategic operations leadership and AI-assisted workflow training, building portfolio-ready SOPs and automation workflows for fintech/startup scenarios. Currently developing a remote compliance operations freelance practice focusing on KYC document review and SOP documentation.
Operations & KYC Specialist
Indian Market View
Feb 2018 - Nov 2023 (5 years 9 months)
Owned MIS reporting and data management for 500+ annual KYC accounts in SEBI-regulated environments, maintaining 100% data integrity across seven SEBI audit cycles. Authored 10+ SOPs and led compliance documentation overhauls and cross-functional operations improvements.
Senior Officer – Banking Operations
ICICI Bank Limited
Jan 2017 - Jan 2018 (1 year)
Processed 150+ daily banking transactions with 100% accuracy under strict RBI compliance protocols. Managed financial advisory and digital banking onboarding for 80–100 customers daily, with zero data-breach incidents.
Education
Degrees, certifications, and relevant coursework
Skill Arbitrage
Startup Generalist & Virtual Assistant Training Program, Virtual Assistant & Operations
2025 -
In progress: Startup Generalist & Virtual Assistant Training Program as part of Skill Arbitrage training.
Skill Arbitrage
Executive Certificate in Support & Operations Automation with AI, Support & Operations Automation with AI
2025 -
In progress: Executive Certificate in Support & Operations Automation with AI via Skill Arbitrage.
National Institute of Securities Markets (NISM)
NISM V-A — Mutual Fund Distributors Certification, Mutual Fund Distribution
2022 - 2022
Completed NISM V-A certification for Mutual Fund Distributors.
IFBI
PGDBO, Banking Operations
Completed PGDBO (2017) at IFBI.
University of Lucknow
Bachelor of Commerce, Commerce
Earned a B.Com from the University of Lucknow.
University of Lucknow
Master of Commerce, Accounting & Finance
Grade: First Division
Earned an M.Com in Accounting & Finance from the University of Lucknow (First Division).
National Institute of Securities Markets (NISM)
NISM III-A, Securities Intermediaries Compliance
Completed NISM III-A certification covering Securities Intermediaries Compliance.
Tech stack
Software and tools used professionally
Availability
Location
Authorized to work in
Job categories
Skills
Interested in hiring HARSHITA?
You can contact HARSHITA and 90k+ other talented remote workers on Himalayas.
Message HARSHITAGet matched with your dream remote job
Sign up now and join over 250,000+ remote workers who receive personalized job alerts, curated job matches, and more for free!
