Abraham Lloyd
@abrahamlloyd
Experienced financial crime compliance specialist with strong analytical skills.
What I'm looking for
I am a dedicated financial crime compliance specialist with extensive experience in regulatory compliance, risk mitigation, and process optimization. My journey in the financial services sector has equipped me with a robust understanding of AML regulations, financial crime prevention, and the intricacies of compliance frameworks. I have successfully managed compliance projects, ensuring adherence to policies while enhancing operational efficiencies.
Throughout my career, I have demonstrated my ability to lead cross-functional teams and collaborate with stakeholders to drive compliance initiatives. My roles have included developing regulatory reporting databases, conducting KYC assessments, and implementing FATCA/CRS compliance processes. I take pride in my analytical skills, which allow me to identify areas for improvement and develop effective solutions to complex business challenges.
Experience
Work history, roles, and key accomplishments
SAP Enablement/Onboarding Specialist
EXOLUM
Currently serving as a SAP Enablement/Onboarding Specialist, I source cost-effective training providers and manage supplier onboarding processes. I utilize SAP Ariba for purchase orders and assist with financial crime documentation review, ensuring compliance with AML/JMLSG/OFAC/Wolfsberg policies.
Financial Crime & Compliance AVP/Senior BA
Crown Agents Bank
Mar 2023 - Apr 2024 (1 year 1 month)
As an AVP/Senior Business Analyst in Financial Crime & Compliance, I managed AML regulatory compliance frameworks and documented business requirements for product development. I led process improvements to meet regulatory deadlines, developed a regulatory reporting database, and implemented FATCA/CRS compliance processes.
Business Analyst - Product SME
Taina Technology
Jan 2023 - Mar 2023 (2 months)
As a Business Analyst and Product SME, I collected and interpreted FATCA/CRS data for clients' business operations and ensured product definition alignment. I monitored the legal and regulatory environment for compliance, served as a subject matter expert, and collaborated with sales and operations.
Financial Crime/Compliance Specialist
J.P. Morgan & Chase
Jan 2022 - Dec 2022 (11 months)
In my role as a Financial Crime/Compliance Specialist, I reviewed U.S. Tax forms for consistency and collaborated with project teams to incorporate compliance measures. I contributed to shaping the AML strategy, validated Tax Treaty Claims, and built audit files for regulators.
Financial Crime & Onboarding Specialist
Cazenove Capital/Schroders Investment
Nov 2020 - Dec 2021 (1 year 1 month)
As a Financial Crime & Onboarding Specialist, I reviewed account opening documents for compliance with UK Money Laundering Regulations and assisted in designing financial crime governance modifications. I liaised with the Front Office to remediate client agreements and performed FATCA/CRS/ESR and QI form verification.
Analyst - Client Services
Fidelity International Ltd
May 2020 - Oct 2020 (5 months)
As an Analyst in Client Services, I handled compliance issues for SIPP, ISA, and GIA accounts, performing CDD and EDD on brokers and clients. I onboarded new clients and third parties, conducted root cause analysis of cases, and ensured risk identification and control.
Compliance & Risk Associate
Ernst & Young
Apr 2019 - Jan 2020 (9 months)
In my role as a Compliance & Risk Associate, I implemented compliance monitoring programs and assessed legal entities for offboarding. I monitored transactions and accounts, assisted with KYC/ABC requirements, and contributed to entity closure initiatives.
Prudential Compliance QA
Deloitte
Feb 2018 - Mar 2019 (1 year 1 month)
As a Prudential Compliance QA, I gained experience in KYC procedures and AML/MiFID II regulations, conducting thematic reviews of pension annuities sales processes. I assessed and implemented regulatory changes, contributed to risk committee reviews, and interacted with stakeholders.
Investment Analyst QA
Lloyds Banking Group
Apr 2015 - Feb 2018 (2 years 10 months)
As an Investment Analyst QA, I developed a solid understanding of leveraged loans and transaction management, preparing and reviewing loan accounts and monetary instrument reports. I performed independent KYC checks, conducted Enhanced Due Diligence on high-risk customers, and assisted in developing a centralized KYC/AML ownership.
Education
Degrees, certifications, and relevant coursework
CISI
Level 7 Investment & Wealth Management, Investment & Wealth Management
Completed the CISI Level 7 Investment & Wealth Management qualification. This advanced program provided in-depth knowledge of investment strategies and wealth management principles.
Unknown
Pg. Business and Research Methods, Business and Research Methods
Pursued postgraduate studies in Business and Research Methods. This program equipped me with essential skills in business analysis and research methodologies.
University of Lagos
B.SC Probability Theory, Statistical Methods, Mathematical Modelling, Probability Theory, Statistical Methods, Mathematical Modelling
Earned a Bachelor of Science degree with a focus on Probability Theory, Statistical Methods, and Mathematical Modelling. This comprehensive program provided a strong foundation in quantitative analysis and problem-solving.
Tech stack
Software and tools used professionally
Availability
Location
Authorized to work in
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