Abraham Lloyd

Currently serving as a SAP Enablement/Onboarding Specialist, I source cost-effective training providers and manage supplier onboarding processes. I utilize SAP Ariba for purchase orders and assist with financial crime documentation review, ensuring compliance with AML/JMLSG/OFAC/Wolfsberg policies.

As an AVP/Senior Business Analyst in Financial Crime & Compliance, I managed AML regulatory compliance frameworks and documented business requirements for product development. I led process improvements to meet regulatory deadlines, developed a regulatory reporting database, and implemented FATCA/CRS compliance processes.

As a Business Analyst and Product SME, I collected and interpreted FATCA/CRS data for clients' business operations and ensured product definition alignment. I monitored the legal and regulatory environment for compliance, served as a subject matter expert, and collaborated with sales and operations.

In my role as a Financial Crime/Compliance Specialist, I reviewed U.S. Tax forms for consistency and collaborated with project teams to incorporate compliance measures. I contributed to shaping the AML strategy, validated Tax Treaty Claims, and built audit files for regulators.

As a Financial Crime & Onboarding Specialist, I reviewed account opening documents for compliance with UK Money Laundering Regulations and assisted in designing financial crime governance modifications. I liaised with the Front Office to remediate client agreements and performed FATCA/CRS/ESR and QI form verification.

As an Analyst in Client Services, I handled compliance issues for SIPP, ISA, and GIA accounts, performing CDD and EDD on brokers and clients. I onboarded new clients and third parties, conducted root cause analysis of cases, and ensured risk identification and control.

In my role as a Compliance & Risk Associate, I implemented compliance monitoring programs and assessed legal entities for offboarding. I monitored transactions and accounts, assisted with KYC/ABC requirements, and contributed to entity closure initiatives.

As a Prudential Compliance QA, I gained experience in KYC procedures and AML/MiFID II regulations, conducting thematic reviews of pension annuities sales processes. I assessed and implemented regulatory changes, contributed to risk committee reviews, and interacted with stakeholders.

As an Investment Analyst QA, I developed a solid understanding of leveraged loans and transaction management, preparing and reviewing loan accounts and monetary instrument reports. I performed independent KYC checks, conducted Enhanced Due Diligence on high-risk customers, and assisted in developing a centralized KYC/AML ownership.

Completed the CISI Level 7 Investment & Wealth Management qualification. This advanced program provided in-depth knowledge of investment strategies and wealth management principles.

Pursued postgraduate studies in Business and Research Methods. This program equipped me with essential skills in business analysis and research methodologies.

Earned a Bachelor of Science degree with a focus on Probability Theory, Statistical Methods, and Mathematical Modelling. This comprehensive program provided a strong foundation in quantitative analysis and problem-solving.