Abraham Lloyd - SAP Enablement/Onboarding Specialist - EXOLUM | Himalayas
AL
Open to opportunities

Abraham Lloyd

@abrahamlloyd

Experienced financial crime compliance specialist with strong analytical skills.

Zimbabwe

What I'm looking for

I am looking for a role that offers opportunities for professional growth and a collaborative work environment focused on compliance and risk management.

I am a dedicated financial crime compliance specialist with extensive experience in regulatory compliance, risk mitigation, and process optimization. My journey in the financial services sector has equipped me with a robust understanding of AML regulations, financial crime prevention, and the intricacies of compliance frameworks. I have successfully managed compliance projects, ensuring adherence to policies while enhancing operational efficiencies.

Throughout my career, I have demonstrated my ability to lead cross-functional teams and collaborate with stakeholders to drive compliance initiatives. My roles have included developing regulatory reporting databases, conducting KYC assessments, and implementing FATCA/CRS compliance processes. I take pride in my analytical skills, which allow me to identify areas for improvement and develop effective solutions to complex business challenges.

Experience

Work history, roles, and key accomplishments

CB

Financial Crime & Compliance AVP/Senior BA

Crown Agents Bank

Mar 2023 - Apr 2024 (1 year 1 month)

As an AVP/Senior Business Analyst in Financial Crime & Compliance, I managed AML regulatory compliance frameworks and documented business requirements for product development. I led process improvements to meet regulatory deadlines, developed a regulatory reporting database, and implemented FATCA/CRS compliance processes.

CI

Financial Crime & Onboarding Specialist

Cazenove Capital/Schroders Investment

Nov 2020 - Dec 2021 (1 year 1 month)

As a Financial Crime & Onboarding Specialist, I reviewed account opening documents for compliance with UK Money Laundering Regulations and assisted in designing financial crime governance modifications. I liaised with the Front Office to remediate client agreements and performed FATCA/CRS/ESR and QI form verification.

DE

Prudential Compliance QA

Deloitte

Feb 2018 - Mar 2019 (1 year 1 month)

As a Prudential Compliance QA, I gained experience in KYC procedures and AML/MiFID II regulations, conducting thematic reviews of pension annuities sales processes. I assessed and implemented regulatory changes, contributed to risk committee reviews, and interacted with stakeholders.

LG

Investment Analyst QA

Lloyds Banking Group

Apr 2015 - Feb 2018 (2 years 10 months)

As an Investment Analyst QA, I developed a solid understanding of leveraged loans and transaction management, preparing and reviewing loan accounts and monetary instrument reports. I performed independent KYC checks, conducted Enhanced Due Diligence on high-risk customers, and assisted in developing a centralized KYC/AML ownership.

Education

Degrees, certifications, and relevant coursework

CI

CISI

Level 7 Investment & Wealth Management, Investment & Wealth Management

Completed the CISI Level 7 Investment & Wealth Management qualification. This advanced program provided in-depth knowledge of investment strategies and wealth management principles.

UN

Unknown

Pg. Business and Research Methods, Business and Research Methods

Pursued postgraduate studies in Business and Research Methods. This program equipped me with essential skills in business analysis and research methodologies.

University of Lagos logoUL

University of Lagos

B.SC Probability Theory, Statistical Methods, Mathematical Modelling, Probability Theory, Statistical Methods, Mathematical Modelling

Earned a Bachelor of Science degree with a focus on Probability Theory, Statistical Methods, and Mathematical Modelling. This comprehensive program provided a strong foundation in quantitative analysis and problem-solving.

Tech stack

Software and tools used professionally

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