Open to opportunities

cynthia wren

@cynthiawren

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Audit and compliance professional with extensive risk management experience.

Zimbabwe

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What I'm looking for

I am seeking a role that values compliance and risk management, offering opportunities for growth and leadership.

I am an Audit and Compliance professional with years of experience in developing and improving controls across various sectors. My extensive background includes serving as a liaison with federal and state regulators, legal teams, auditors, and corporate risk/compliance departments. I have a proven track record in managing compliance reviews, fraud investigations, and risk management initiatives.

Currently, I work at Citibank, where I lead the Front-Line Unit for Banking and International Lessons Learned Program. I coordinate interactions with internal stakeholders and manage events related to banking, ensuring effective oversight and resolution of potential issues. My previous roles at Morgan Stanley and MUFG have further honed my skills in risk assessment and regulatory compliance, allowing me to effectively communicate risks and implement corrective actions.

With a strong commitment to organizational leadership and training development, I strive to foster a culture of compliance and risk awareness. I am passionate about leveraging my expertise to enhance operational efficiency and ensure adherence to regulatory standards.

Experience

Work history, roles, and key accomplishments

Current

Front Line Unit Manager

Current

Citibank

Jan 2024 - Present (1 year 5 months)

Currently managing the Front-Line Unit for Banking and International Lessons Learned Program, assessing potential risk events and coordinating interactions with internal stakeholders. Responsible for mentoring team members and providing oversight for lessons learned events.

Risk Management Team Leadership Event Management Communication Data Analysis Regulatory Compliance

Exam Manager

Citibank

Jan 2023 - Jan 2024 (1 year)

Facilitated and coordinated external and internal reviews and exams, ensuring timely resolution of potential issues and compliance with regulatory requests. Analyzed documentation and monitored the lifecycle of regulatory issues.

Regulatory Compliance Data Analysis Communication Risk Assessment Problem Solving

Branch Examiner

Morgan Stanley

Sep 2022 - Jan 2023 (4 months)

Conducted retail branch office inspections using a risk-based testing method, assessing the control environment and communicating identified risks to management. Verified completion of corrective actions.

Risk Assessment Testing Methodologies Communication Problem Solving Stakeholder Engagement Control Environment

Senior Advisor, Risk & Control

MUFG NY Branch

Jan 2021 - Sep 2022 (1 year 8 months)

Supported monitoring of Business Unit Risk and Control performance, ensuring effective remediation of issues and compliance with policies. Provided subject matter expertise on internal controls.

Risk Management Compliance Monitoring Data Analysis Problem Solving Communication

Data Privacy & Protection Officer

MUFG Union Bank, N.A.

Jan 2020 - Jan 2021 (1 year)

Reviewed and tracked privacy incidents, ensuring compliance with data protection laws and effective resolution of issues. Maintained the Incident Management Program and communicated regulatory requirements.

Data Privacy Incident Management Regulatory Compliance Risk Assessment Communication Stakeholder Engagement Metrics Analysis

Internal Bank Auditor

ESSEX BANK

Jan 2018 - Jan 2019 (11 months)

Conducted internal audits to ensure compliance with policies and procedures, reporting findings and recommending improvements in operations and controls.

Internal Auditing Compliance Reporting Problem Solving Risk Assessment