Open to opportunities

abhishek singh

@abhisheksingh11

Message

Experienced compliance professional

Ireland

Message

What I'm looking for

Seeking a challenging compliance role

Accomplished professional with over 15 years of experience in EU Regulations, Regulatory Authorizations, Policy Interpretation, Stakeholder Engagement, People Management, and Project Management. Proven track record of success in compliance and regulatory roles, with a strong understanding of industry standards and best practices.

Skilled in regulatory policies interpretation, internal and external stakeholders management, collaboration, project management, team management, and maintaining compliance across teams. Experienced in Central Bank's consumer protection legislations and conduct of business rules.

Hold a Certified Blockchain Expert (CBE) certification and a Professional Certificate in Compliance (PDC 1 & 2). Strong educational background with a Diploma in Business and Finance, IIBF, and a Bachelor of Commerce from Sambalpur University, India.

Experience

Work history, roles, and key accomplishments

Current

AVP Compliance - Payments Services

Current

Elavon Financial Services DAC

Aug 2022 - Present (2 years 10 months)

As AVP Compliance, I provide subject matter expertise on EU regulations, including PSD2, and ensure compliance across business lines. I design and deliver compliance training, conduct quarterly regulatory risk reviews, and liaise with stakeholders to maintain adherence to regulations.

Compliance Stakeholder Engagement Risk Assessment Project Management Regulatory Compliance Process Improvement

Authorisation Specialist

Central Bank of Ireland

Nov 2020 - Jul 2022 (1 year 8 months)

Conducted prudential assessments of payments and e-money authorisation applications, focusing on risk-based approaches. Liaised with applicants and represented the team in European working groups to draft EU guidelines.

Risk Regulatory Compliance

Authorisation Associate

Central Bank of Ireland

May 2018 - Nov 2020 (2 years 6 months)

Performed prudential assessments of UCITS authorisation applications, ensuring compliance with regulations. Engaged with stakeholders and provided recommendations on technical aspects to the Head of Function.

Stakeholder Engagement Risk Analysis Compliance Monitoring Process Improvement

Fund Accounting Associate

J.P. Morgan

Sep 2017 - Apr 2018 (7 months)

Managed onboarding projects for new JPM funds and collaborated with operations teams across Europe and India. Acted as the primary contact for key clients, ensuring high service quality and effective issue resolution.

Fund Operations Client Management Project Management Operations Service Delivery

Assistant Manager - Securities Processing

SS&C Financial Services

Jun 2017 - Sep 2017 (3 months)

Oversaw the end-to-end NAV process and managed teams across multiple locations. Ensured efficient service delivery and compliance with operational standards.

Team Leadership Compliance Operations Risk Management

Subject Matter Expert

Citicorp Services India Pvt. Ltd.

Apr 2013 - Aug 2013 (4 months)

Led a team to ensure compliance with SLAs and prepared SOPs for fund performance monitoring. Engaged with stakeholders to maintain high-quality client deliverables.

SLA Management Performance Monitoring Team Leadership Client Engagement Compliance

Fund Administrator

HSBC Data Processing India Ltd.

Jan 2009 - Aug 2012 (3 years 7 months)

Conducted daily and monthly reconciliations of cash transactions and security positions, serving as a liaison between clients and prime brokers.

Reconciliations Cash Management Security Compliance

Process Associate

Tata Consultancy Services Ltd.

Oct 2009 - May 2011 (1 year 7 months)

Worked on setting up a new team under TCS utilities domain and contributed to process improvements and performance management.

Teams Process Improvement Performance Management Client Engagement

Marketing Associate

CRISIL Ltd.

Jan 2009 - Oct 2009 (9 months)

Responsible for marketing and sales of CRISIL SME Rating Products, generating new mandates and engaging with potential clients.

Marketing Sales Client Engagement Business Development

Education

Degrees, certifications, and relevant coursework

Blockchain Council

Certified Blockchain Expert, Blockchain Technology

2022 - 2022

Achieved certification as a Certified Blockchain Expert, focusing on blockchain technology and its applications.

Institute of Banking

Professional Certificate, Compliance

2019 - 2019

Completed a Professional Certificate in Compliance, enhancing knowledge in regulatory compliance and financial regulations.

Indian Institute of Banking and Finance

Diploma, Business and Finance

2009 - 2010

Pursued a Diploma in Business and Finance, gaining insights into financial management and banking operations.

Sambalpur University

Bachelor of Commerce, Commerce

2005 - 2008

Activities and societies: Led the team representing the college for the NAAC Assessment; Winner of Inter District Debate and Quiz; Participated in Inter College Seminars.

Completed a Bachelor of Commerce degree, focusing on various aspects of commerce and business management.