I've spent 11+ years in financial services, most recently at Citibank's Independent Compliance Risk Management, analyzing trading data to identify surveillance discrepancies, compliance risks, and control issues.
I support regulatory inquiries, Internal Audit, Legal, and senior stakeholders by turning complex surveillance information into actionable findings, metrics, and risk insights. I also partner with Technology teams to design, test, and implement surveillance-process improvements.
Previously, I strengthened policy governance across LATAM at Citi by managing approval and review processes, reconciling policy inventories, tracking corrective action plans, and reporting governance metrics to regional compliance leadership and Policy Committees.
My foundation is in AML/KYC and quality assurance, where I reviewed customer documentation and transactions, escalated red flags, maintained a 95% quality accuracy rate, and developed training and data-driven reporting. I use Power BI, Qlik Sense, Tableau, SQL, Excel, and Python to make compliance data useful for decision-making.
