Shivam Seth
@shivamseth1
Legal & compliance professional specializing in SEBI regulations, AML/KYC, and corporate contract drafting.
IndiaWhat I'm looking for
I’m a passionate and ambitious legal advisor focused on navigating complex legal frameworks, especially under the Negotiable Instruments Act and corporate law. I’ve supported clients across corporate/compliance work, matrimonial disputes, and regulatory compliance, always with a problem-solving mindset.
As OperationsManager(Legal&Compliance) at MyndSolutionsPvt.Ltd., I review and vet legal and compliance KYC documents for onboarding of MSME enterprises. I improve client KYC procedures through cross-functional collaboration with risk and compliance teams and help ensure day-to-day Compliance operations for AML and KYC, including periodic internal reviews.
Previously, as Legal&ComplianceExecutive at AliceBlueFinancial ServicesPvtLtd, I conducted legal due diligence, market analysis, and regulatory compliance aligned with SEBI and stock exchange requirements. I drafted, reviewed, and negotiated insurance agreements, MOUs, NDAs, and commercial contracts, and supported transaction structuring under the Foreign Exchange Management Act while managing depository compliance and data privacy obligations.
Earlier in my career, I worked as an Advocate in the District Courts of Delhi and as a Legal Associate with firms handling mediations, legal research, and litigation support. I’ve drafted legal notices, court documents, powers of attorney and trusts documents, and I’ve worked on cases including Sec. 138 of the Negotiable Instrument Act, while also contributing research on corporate dispute resolution and insolvency matters.
Experience
Work history, roles, and key accomplishments
Operations Manager (Legal & Compliance)
Mynd Solutions Pvt. Ltd.
Jan 2026 - Present (6 months)
Oversee legal and compliance operations, including review and vetting of KYC documents for MSME onboarding and participation in AML/KYC compliance activities. Conduct internal reviews to ensure compliance procedures are followed and collaborate with risk/compliance teams to improve KYC processes.
Legal & Compliance Executive
AliceBlue Financial Services Pvt Ltd
Mar 2025 - Dec 2025 (9 months)
Perform legal due diligence, market analysis, and regulatory compliance work aligned with SEBI and stock exchange requirements, including regulatory filings and reports. Draft and negotiate insurance agreements, MOUs, NDAs, and commercial contracts, and advise on transaction structuring under FEMA while managing related compliance and arbitration matters.
Advocate in District Courts of Delhi
District Courts of Delhi
Dec 2023 - Feb 2025 (1 year 2 months)
Draft legal notices and file petitions on behalf of clients through online portals, and represent clients in consumer courts. Handle cases including matters under Section 138 of the Negotiable Instruments Act and provide legal consultation on matrimonial disputes.
Legal Associate
Buddtree Management LLP
Jun 2023 - Oct 2023 (4 months)
Provide legal advice to clients, attend hearings related to mediations, and conduct legal research on corporate law. Draft and review agreements (including JV, lease, arbitration, and MSA) and support corporate documentation such as employee handbooks and HR policies.
Legal Associate
Sankat Mochan LLP
Jul 2021 - Jul 2022 (1 year)
Draft court documents, support litigation strategies, and attend hearings, depositions, and mediations. Prepare legal notices and replies, draft powers of attorney and trusts documents, and conduct research for petitions including quashing of FIRs and family law matters.
Education
Degrees, certifications, and relevant coursework
Hidayatullah National Law University, Raipur
Master of Laws (LLM), Corporate Law
Earned an LLM in Corporate Law from Hidayatullah National Law University, Raipur (completed in 2023).
University of Delhi (Faculty of Law)
Bachelor of Laws (LLB), Law
Completed a Bachelor of Laws (LLB) from the Faculty of Law, University of Delhi (completed in 2016).
Shyam Lal College, University of Delhi
Bachelor of Arts, Arts
Completed a Bachelor of Arts (Arts) from Shyam Lal College, University of Delhi (completed in 2013).
CBSE, Agra (Uttar Pradesh)
Senior Secondary Education, Commerce
Completed Senior Secondary Education (Commerce) under CBSE in Agra, Uttar Pradesh (completed in 2010).
CBSE, Agra (Uttar Pradesh)
Secondary Education, Secondary Education
Completed Secondary Education under CBSE in Agra, Uttar Pradesh (completed in 2008).
Tech stack
Software and tools used professionally
Availability
Location
IndiaAuthorized to work in
Job categories
Skills
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