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Kalyani Mudliar

@kalyanimudliar

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Dynamic Compliance Manager with over 11 years of experience.

India

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What I'm looking for

I am looking for a role that fosters a culture of compliance and offers opportunities for professional growth and development.

I am a dynamic Compliance Manager and Quality Assurance Specialist with over 11 years of experience ensuring adherence to regulatory standards across the UK, US, and Asian regions. My expertise lies in managing end-to-end compliance processes, developing control management policies, and conducting conflict assessments. I am passionate about embedding a culture of compliance within organizations through continuous improvement initiatives and effective training programs.

Throughout my career, I have successfully implemented compliance frameworks across 13 Asian regions and UK offices, conducting over 1100 technical assessments. My efforts have led to significant reductions in audit errors and enhanced compliance efficiency. I pride myself on my ability to collaborate with stakeholders to ensure alignment with regulatory best practices and to deliver comprehensive training sessions that empower teams to uphold compliance standards.

Experience

Work history, roles, and key accomplishments

Compliance Manager

Marsh & McLennan Global Services

Jan 2023 - Jul 2023 (6 months)

Dynamic Compliance Manager with over 11 years of experience in regulatory adherence across UK/US and Asian regions. Developed compliance frameworks, conducted technical assessments, and delivered training programs, achieving significant reductions in audit errors and enhancing compliance efficiency.

Compliance Monitoring Policy Development Conflict Assessments Auditing Quality Control Data Analysis Risk Management Continuous Improvement Technical Assessments

Assistant Manager - Quality Assurance & Compliance

LCPA

Oct 2018 - Oct 2022 (4 years)

Led the implementation of compliance frameworks across Asian regions and UK offices. Conducted over 1100 technical assessments, reducing audit errors and enhancing compliance training effectiveness. Prepared reports for senior leadership on risk mitigation strategies.

Technical Assessments Documentation Training Delivery Audit Management Risk Mitigation Compliance Assessments Process Improvement

Senior Associate – Insurance/Reinsurance Broking

JLT India Pvt Ltd

Sep 2014 - Oct 2018 (4 years 1 month)

Supported policy creation and compliance documentation for insurance contracts, ensuring regulatory adherence. Conducted audits and root cause analysis, significantly reducing client complaints and enhancing compliance documentation accuracy.

Policy Development Compliance Auditing Root Cause Analysis Conflict Resolution Regulatory Compliance Quality Management Systems Risk Management

Management Trainee

Cerametics Industries

Aug 2012 - Aug 2014 (1 year 11 months)

Assisted in policy documentation and compliance reporting, contributing to inventory and financial accuracy improvements. Recognized as a Star Performer multiple times for outstanding contributions.

Policy Documentation Compliance Reporting Financial Accuracy Inventory Management Process Improvement Quality Assurance Team Collaboration

Education

Degrees, certifications, and relevant coursework

Oriental Institute of Management

MBA, Finance

2012 - 2014

Mumbai University

Bachelor of Commerce, Business Management

2009 - 2012

Developed and implemented compliance and independence policies for healthcare processes, ensuring adherence to regulatory requirements. Led technical assessments addressing conflict-of-interest cases, providing comprehensive advice to senior teams.