I would like a position working in Financial Compliance or getting back to my IT roots
DW
Looking for a job
DYLAN WHITEHEAD
@dylanwhitehead
Analytical financial professional with 15+ years of experience leading process improvements, mitigating risks, and ensuring projects are aligned with
United StatesExperience
Work history, roles, and key accomplishments
Ensured company compliance with advisor licensing regulations, monitoring training for 27,000 advisors and 4,000 employees. Audited processes, developed compliance metrics, and coordinated annual audits with regulators.
Conducted project management and client meetings, ensuring operational excellence. Reassigned accounts and trained contingent workers, recognized twice as Top Performer of the Quarter.
Approved or rejected new account applications and associated documentation. Served as point of contact for the Cash Solicitor Project and tested new software updates.
Provided technical support for LPL Financial advisors.
Assigned and coordinated technicians for Reuters client sites, providing support to technicians as needed.
Education
Degrees, certifications, and relevant coursework
Johnson C. Smith University
Bachelor of Science, Computer Engineering
Bachelor of Science in Computer Engineering from Johnson C. Smith University.
Tech stack
Software and tools used professionally
Availability
Looking for a job
Location
United StatesAuthorized to work in
Salary expectations
75k-125k USD
Social media
Job categories
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