At ACA Global, I manage client relationships and support managed services projects. I research complex compliance issues, review electronic communications surveillance, and review client deliverables prepared by Compliance Analysts.
Previously, as a Senior Compliance Analyst and Consultant at ACA Global, I supervised Compliance Analysts and supported client projects. At Adviser Solutions Group, LLC, I managed client projects and researched complex compliance issues.
At RGT Wealth Advisors, I supported compliance reviews and an onsite 2019 SEC examination, prepared regulatory filings and compliance documents, and administered the firm’s compliance software. I also worked in development coordination, legal assistance, and escrow support.
