Open to opportunities

Nirav Patel

@niravpatel

Message

Dedicated KYC and Compliance Officer

Poland

Message

What I'm looking for

Seeking a challenging role that leverages my expertise in KYC and compliance to drive business growth while ensuring regulatory compliance.

As a seasoned KYC and Compliance Officer, I leverage my expertise in fraud prevention, AML, financial crime, and terrorist financing to drive business growth while ensuring regulatory compliance. With a strong background in customer due diligence, compliance database management, and risk analysis, I excel in identifying and mitigating potential risks. My proven ability to work independently and collaboratively, coupled with strong leadership and communication skills, enables me to effectively coach stakeholders and implement process improvements.

Throughout my career, I have developed a deep understanding of KYC and AML regulations, and I am well-versed in risk assessment procedures. My proficiency in compliance software and tools, including ORCA, Fenergo, and RiskScreen, allows me to efficiently manage compliance databases and conduct thorough due diligence checks.

With a strong analytical mindset and excellent attention to detail, I am committed to delivering high-quality results and maintaining the highest standards of compliance. My experience in the financial industry has equipped me with the skills to navigate complex regulatory environments and drive business success.

Experience

Work history, roles, and key accomplishments

KYC/Compliance Officer

TMF Group

Jan 2021 - Jan 2022 (1 year)

As a KYC/Compliance Officer, I conducted risk assessments for client acceptance, identified potential money laundering and terrorist financing risks, and maintained compliance records. I adhered to AML/KYC procedures and monitored standards while assisting stakeholders in resolving compliance issues.

KYC AML Risk Analysis Compliance Communication Skills Leadership

CIP Due Diligence Associate

Goldman Sachs

Jan 2020 - Jan 2021 (1 year)

In my role as a CIP Due Diligence Associate, I verified Customer Identification Profiles and collected comprehensive customer information, focusing on high-risk clients. I performed thorough due diligence checks and analyzed ownership structures to assess risk levels.

Risk Assessment Data Analysis Communication Skills Regulatory Compliance

Middle Office Specialist

BNP Paribas Securities Services

Sep 2019 - Jan 2020 (4 months)

As a Middle Office Specialist, I managed major client accounts, ensured timely reporting, and collaborated with Client Account Managers to streamline onboarding processes. I maintained monthly KPIs and supported team leaders in training new joiners.

Client Management Reporting KPIs Team Collaboration Onboarding Project Management Communication Skills Training

Business Development & IT Project Management Trainee

Creatify AB

Feb 2018 - Mar 2018 (1 month)

During my internship, I conducted prospect research, prepared mailing lists, and arranged meetings for the sales team. I planned and executed projects, ensuring outcomes met customer expectations regarding time, quality, and cost.

Project Management Prospecting Client Communication Sales Support Time Management Quality Assurance Team Collaboration

Business Development Executive

AK Systems (I) Pvt. Ltd.

Jan 2010 - Jul 2011 (1 year 6 months)

As a Business Development Executive, I explored business opportunities, generated leads, and executed sales targets. I assessed client needs, gathered market insights, and delivered sales presentations to drive revenue generation.