Diane Joubert

Provides ongoing freelance compliance and AML/CFT services in support of a regulated financial services business preparing for Seychelles VASP and Securities Dealer licensing. Supports the development and implementation of AML/CFT compliance frameworks, policies, procedures, and internal controls.

Provided independent AML advisory and operational compliance support within the digital asset and fintech sector. Led the design and enhancement of AML/CFT frameworks and operational controls, and supported Travel Rule implementation.

Led local compliance activities and acted as the principal resident contact for regulatory and compliance matters. Advised the business on meeting local and Group AML/CFT and regulatory requirements, and managed escalation of material issues.

Provided regulatory compliance, AML/CFT and risk support across a portfolio of international financial and corporate services entities. Acted as the main local point of contact for regulators and supported audit, inspection, and remediation matters.

Supported the implementation of AML/KYC controls within an international financial services environment. Performed enhanced due diligence on high-risk customers and conducted ongoing customer and transaction monitoring.

Provided governance, risk and control assurance across the business within an international banking environment. Assessed whether regulatory and Group requirements were supported by appropriate controls and evidence.

Led the underwriting team responsible for the assessment and approval of lending and credit applications. Managed and developed the team, and oversaw the assessment and sanctioning of loan and credit card applications.

Assessed customer creditworthiness and financial eligibility for housing finance. Reviewed loan applications and supporting documentation for compliance with applicable requirements.

Completed a Master of Business Administration (MBA) in June 2024.

Earned a Certificate in General Management in October 2017.

Completed the ICA Advanced Certificate in Governance, Risk and Compliance.

Completed the ICA Certificate in Compliance.

Completed professional development in blockchain technology and regulatory compliance.

Completed professional development in corporate governance.

Completed professional development in money laundering prevention.

Completed professional development in offshore corporate services.