Open to opportunities

David Toapanta

@davidtoapanta

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Analytical financial planner committed to data-driven insights.

United States

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What I'm looking for

I am seeking a role that offers opportunities for growth, collaboration, and the ability to make a meaningful impact on clients' financial success.

I am an analytical professional with a strong background in financial planning, dedicated to leveraging my analytical skills to provide data-driven insights and strategic financial guidance. I hold several licenses, including SIE, Life & Health, Series 7, and Series 66, which equip me to evaluate investment strategies and assess market risks effectively.

Currently, I am participating in an intensive training program at LPL Enterprise, LLC, where I am developing my proficiency in insurance-focused products and client service protocols. My previous experience as an Associate Recruiter at Dynasty Consulting allowed me to enhance recruitment strategies for financial advisors, achieving a notable increase in employment rates. I am passionate about transitioning into a client-facing role, where I can provide personalized financial and insurance planning tailored to individual client needs.

Experience

Work history, roles, and key accomplishments

Current

Financial Planner

Current

LPL Enterprise, LLC

Nov 2024 - Present (6 months)

Participating in an intensive training program to build proficiency in LPL’s insurance-focused products, systems, and client service protocols. Analyze market trends to refine insurance offerings, enabling clients to make informed decisions aligned with their financial goals. Developing skills to transition into a client-facing role, focused on providing personalized financial and insurance planni

LPL Systems Market Trends Financial Planning

Associate Recruiter

Dynasty Consulting

Apr 2021 - Aug 2023 (2 years 4 months)

Increased Ameriprise's employment rate by 10% while conducting recruitment for financial advisors from different states for Ameriprise Financial and RBC Wealth. Utilized various contact databases such as Brokercheck by FINRA to execute a structured sales process from initial outreach to offer acceptance, ensuring a high conversion rate of qualified candidates. Developed and maintained relationship

Recruitment Brokercheck (FINRA)Sales Process

Education

Degrees, certifications, and relevant coursework

Pace University

Bachelor of Business Administration, Finance

2020 - 2024

Grade: 3.99 GPA

Activities and societies: Dean’s List 2021, 2022, 2023

Completed a Bachelor of Business Administration degree with a major in Finance. Also pursued a minor in Computer Science. Achieved a high academic standing with a GPA of 3.99.