Charlotte Rettie

Created detailed data mapping specifications for MiFID II transaction reporting, performing deep dives into Fidessa and Bloomberg EMS to identify data field sources. Defined specific mapping rules for complex derivatives and outlined clear source-to-target field mappings, transformation rules, and data validation rules to ensure data accuracy. Captured functional and non-functional requirements fo

Defined and supported the reconciliation process, analyzing feedback from UnaVista and developing automated reconciliation rules. Created repeatable frameworks for sprint planning, risk logs, and roadmap reviews, embedding governance guardrails such as gated releases and change request protocols. Designed specific test cases for various asset classes and complex trading scenarios, performing gap a

Owned backlog refinement sessions to ensure user stories were correctly prioritised and linked to updated sprint targets. Ensured all stakeholder documentation was version controlled and audit-ready. Designed a 'Change Management Playbook' outlining control gates, documentation standards, and escalation paths.

Applied zero tolerance on EOD exceptions, determining root cause and resolutions. Implemented periodic reporting of reconciliations, including breaks management and escalation of issues. Designed and optimized XML message schemas for MiFID II post-trade transparency and transaction reporting under RTS 22 and RTS 23.

Liaised cross-functionally in an Agile remote capacity with internal stakeholders to document mapping attributes between MiFID II Transaction Reporting workflows. Acted as Transaction Reporting SME, defining scope, outlining key milestones, and gathering functional and non-functional requirements. Captured As-Is and To-Be sourcing of Transaction Reporting BAU data flows and procedures for post-tra

Translated vision and features into scoped and refined deliverables, constructing product roadmaps, use cases, and user personas. Built, prioritised, and owned the product development backlog, establishing the critical path. Facilitated collaboration for end-to-end delivery of multiple iOS and web Web2/3 hybrid ecosystem products, identifying bugs and impelling wireframes to build high-fidelity mo

Adhered to FRTB and market risk domain regulations. Completed closing entries at the end of the accounting cycle for funds. Assisted with internal and external financial reports for quarterly, semi-annual, and yearly audits.

Calculated daily NAV, monitored price changes, and established true-ups with offshore teams. Investigated and resolved breaks with counterparties, captured and matched trades, and ensured trade verification. Booked cash/equities exceptions and settled trades adhering to EMIR, SFTR, and MiFID II regulations.

Provided month-end statements, corporate action notifications, and daily due diligence, monitoring regulatory reports and disclosures in adherence with AML and TCF. Analyzed activities pertaining to securities prices, including OTC derivatives. Investigated and resolved valuation issues between counterparties and proprietary derivatives prices, settling OTC products.

Acted as a custodian for £10mn raised assets, onboarding 30 new UHNW, charity, and trust client accounts. Capitalized on budgeting and risk-based allocation, employing multi-asset portfolio monitoring and risk analysis. Managed daily discretionary asset allocation and mandate structuring.

Ensured third-party UCITS reporting was completed to a high standard and adhered to IFRS, U.S. GAAP, and EMIR regulations. Analyzed daily OEIC/Unit Trust portfolio performance and attribution, including stock selection and fund and index weights.

Acted as primary liaison for daily SIPP and ISA financial adviser queries. Sought opportunities for continuous policy improvement. Provided support and information to financial advisors.

Completed the Venture Capital Executive Programme at Imperial College Business School in 2024. This program focused on advanced topics in venture capital.

Completed a Master's degree in Newspaper Journalism at the University of London. The program ran from September 2012 to July 2013.

Grade: 2:1

Obtained a Bachelor of Arts with Honours in Marketing from Leeds Beckett University, achieving a 2:1 classification. The course spanned from September 2008 to July 2012.

Undertook a Bachelor of Arts in Business Management & French at Surrey University from September 2007 to July 2008. This program provided foundational knowledge in both business and French language.

Participated in a French language program at Erasmus University from July 2007 to August 2007. This short-term study focused on enhancing French language skills.

Completed A2 Levels in Business Studies, English, and French at Fettes College. Also achieved AS Levels in Government & Politics, attending from September 2000 to July 2006.