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Bhagirath Vaishnav

@bhagirathvaishnav

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Experienced Client On-boarding & Regulatory Services Specialist in AML/KYC.

India

Message

What I'm looking for

I am looking for a role that challenges my skills in compliance and allows for professional growth within a dynamic team environment.

I am a result-oriented professional with nearly 6 years of experience in Regulatory Services, Compliance, and AML/KYC. My expertise lies in Client On-boarding, Due Diligence, and Secretarial Compliances. I have successfully spearheaded the entire AML Function, focusing on KYC, Enhanced Due Diligence (EDD), Customer Due Diligence (CDD), and Transaction Monitoring.

Throughout my career, I have conducted thorough AML/KYC screenings and Customer Due Diligence reviews, ensuring compliance with internal company requirements and government regulations. My role at Intertrust Group involved managing the On-boarding Process for new clients and conducting UAT Testing for KYC tools, contributing to process optimization and regulatory adherence across the APAC region.

I am dedicated to delivering high-quality work with 100% accuracy and have been recognized with multiple awards for my contributions. I thrive in team environments and am committed to continuous improvement and efficiency in compliance processes.

Experience

Work history, roles, and key accomplishments

Current

Senior Compliance Officer

Current

Intertrust Group

Jan 2020 - Present (5 years 5 months)

As a Senior Compliance Officer, I managed client onboarding processes, performed due diligence and risk assessments, and simplified compliance procedures through automation. I also prepared SOPs and provided training as a Subject Matter Expert, contributing to regulatory adherence and operational efficiency across the APAC region.

Onboarding KYC Due Diligence Risk Assessment Automation SOP Development Training Regulatory Compliance Transaction Monitoring

Corporate Secretarial Consultant

STMicroelectronics Foundation India

Jun 2017 - Dec 2019 (2 years 6 months)

In my role as a Corporate Secretarial Consultant, I was responsible for secretarial compliance, handling CSR activities, and executing relevant filings. I drafted board meeting documents and conducted KYC checks for new service providers, ensuring compliance with regulatory standards.

Secretarial Compliance KYC CSR Transaction Monitoring Financial Management Risk Assessment SOX Compliance Database Management

Education

Degrees, certifications, and relevant coursework

Institute of Company Secretaries of India

Company Secretary, Company Secretary

Pursued a course in Company Secretary, focusing on regulatory compliance and corporate governance, preparing for a challenging role in Client On-boarding and Regulatory Services.

Veer Narmad South Gujarat University

Bachelor of Commerce, Commerce

Completed a Bachelor's degree in Commerce, gaining foundational knowledge in business principles and practices, which supports a career in compliance and regulatory services.