Open to opportunities

nishu Sharma

@nishusharma

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Experienced Client On-boarding and Regulatory Services Specialist.

India

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What I'm looking for

I am looking for a role that challenges me and allows for professional growth in a dynamic environment focused on compliance and risk management.

I am a result-oriented professional with over 11 years of experience in Regulatory Services, Compliance, and AML/KYC. My expertise lies in Client On-boarding, Due Diligence, and Stakeholder Relationship Management. I have successfully managed Risk On-Boarding and Compliance initiatives, particularly as an AVP at Barclays, where I led a team of over 150 people in delivering services across multiple clients.

Throughout my career, I have spearheaded critical projects such as Enhanced Due Diligence for International Wires and EIN remediation, demonstrating my commitment to delivering high-quality work with 100% accuracy. I have a proven track record of optimizing compliance processes and ensuring adherence to regulatory standards across various jurisdictions, including the US, UK, Singapore, and Hong Kong.

Experience

Work history, roles, and key accomplishments

Current

AVP – KYC Refresh & Remediation

Current

Barclays Global Services Private Limited

Jul 2024 - Present (11 months)

As AVP, managed a team of over 150 in delivering KYC services, implementing internal policies, and collaborating with stakeholders to enhance operational efficiency. Led complex projects ensuring compliance with regulatory standards and acted as a contact point for audits.

KYC Team Leadership Risk Management Stakeholder Management Project Management Regulatory Compliance Escalation Management Communication Problem Solving

Manager – Risk Onboarding and KYC Operations

Bluevine Inc.

May 2022 - Jul 2024 (2 years 2 months)

Oversaw client onboarding and KYC operations, ensuring adherence to regulatory standards. Collaborated with business stakeholders to implement strategies and improve operational efficiency while managing risk mitigation measures.

Onboarding KYC Risk Mitigation Performance Management Process Improvement Communication Problem Solving

Senior Associate – Client On-boarding / AML / KYC

Intertrust Group

Jan 2020 - May 2022 (2 years 4 months)

Facilitated the onboarding process for clients in the APAC region, specializing in AML/KYC compliance. Ensured adherence to regulatory requirements and collaborated with client-facing teams to gather necessary documentation.

Onboarding AML KYC Regulatory Compliance Transaction Monitoring Risk Assessment SOP Development Research

Compliance Executive

Liberty Shoes Ltd.

Jul 2014 - Dec 2019 (5 years 5 months)

Managed compliance under SEBI regulations and acted as a subject matter expert for AML/KYC documentation. Drafted and maintained statutory records for multiple companies, ensuring adherence to legal requirements.

Compliance Management Risk Management Documentation Compliance Communication Problem Solving

Education

Degrees, certifications, and relevant coursework

Vikram University

Bachelor's in Law, Law

Completed a Bachelor's in Law, focusing on legal principles and regulations, which provided a strong foundation for a career in compliance and regulatory services.

Vikram University

Bachelor's in Commerce, Commerce

Completed a Bachelor's in Commerce, which equipped me with essential business and financial knowledge applicable in various sectors including compliance and regulatory services.