Open to opportunities

Aiswariya Anandhan

@aiswariyaanandhan

Message

Experienced Compliance Officer with a strong focus on risk management.

India

Message

What I'm looking for

I am looking for a role that allows me to leverage my compliance expertise while fostering a collaborative and growth-oriented environment.

I am a Compliance Officer with over 6 years of experience in creating and implementing effective compliance and risk management strategies. My expertise lies in ensuring adherence to applicable laws and regulations while fostering a culture of compliance within organizations. I have a proven track record of identifying and investigating compliance issues, recommending corrective actions, and maintaining positive relationships with stakeholders.

Currently, I serve as a Senior Compliance Officer and Team Leader at BNY, where I oversee anti-money laundering (AML) and know your customer (KYC) operations. My role involves monitoring personal trading accounts, handling preclearance requests, and ensuring compliance with internal policies and regulations. I have also been recognized for my contributions, receiving multiple awards for my performance and quality of work.

Experience

Work history, roles, and key accomplishments

Current

Senior Compliance Officer, Team Leader

Current

BNY

May 2015 - Present (10 years 1 month)

Led monitoring of personal trading accounts for employees, managing preclearance requests, certifications, and approved broker policies. Handled statement collection, reconciliation, and addressed compliance issues like red flags and violations. Additionally, conducted voice and e-communication surveillance, investigating internal and external alerts.

Personal Account Dealing STAR System Preclearance Approved Broker Policy Reconciliations Red Flag Management Voice Surveillance E Comms Surveillance

Senior Associate

Standard Chartered, GBS

Aug 2015 - Present (9 years 10 months)

Involved in Anti-money laundering (AML) and Know Your Customer (KYC) procedures, including customer identification and transaction monitoring. Performed customer due diligence (CDD) and enhanced due diligence (EDD), screening politically exposed persons and monitoring unusual transaction patterns. Prepared FINCEN, OFAC, and internal watch list reports, ensuring compliance with AML laws and sanctio

AML KYC Transaction Monitoring Risk Management FinCEN OFAC Compliance

Education

Degrees, certifications, and relevant coursework

VelTech HighTech Engineering College

B. Tech, Information Technology

Completed a Bachelor of Technology in Information Technology. The curriculum focused on various aspects of IT, preparing for a career in the technology sector.