Mozma Qureshi
@mozmaqureshi
Compliance & Operational Risk Specialist with expertise in financial crime prevention.
IndiaWhat I'm looking for
I am a Compliance & Operational Risk Specialist with over 8 years of experience in financial crime prevention and wealth management operations. My expertise lies in risk assessment, policy development, AML, KYC, and regulatory compliance. I have successfully conducted comprehensive risk assessments and implemented transaction monitoring systems, ensuring the integrity and security of wealth management operations.
Currently, I serve as an Authorized Officer at UBS Business Solutions, where I lead investigations into suspicious activities and collaborate with internal and external stakeholders. My commitment to compliance is reflected in my ability to develop and deliver training programs that enhance staff awareness of financial crime prevention measures. I am seeking a challenging role as a Financial Crime Prevention Analyst, where I can leverage my skills to contribute to the security of financial operations.
Experience
Work history, roles, and key accomplishments
Compliance and Operational Risk Control Specialist
UBS Business Solutions India Pvt Ltd
Sep 2023 - Present (1 year 9 months)
Currently serving as a Compliance and Operational Risk Control Specialist, focusing on financial crime prevention in wealth management. Responsibilities include conducting risk assessments, developing policies, managing transaction monitoring systems, and leading investigations into suspicious activities.
Senior Operations Analyst
Nomura Services India Private Limited
Jun 2021 - Aug 2023 (2 years 2 months)
As a Senior Operations Analyst, responsible for client onboarding and review functions. Evaluated customer account documentation, conducted background screenings, and collaborated with compliance teams to ensure adherence to onboarding requirements.
Senior Associate
WNS Global Services Pvt.Ltd
Apr 2014 - Aug 2019 (5 years 4 months)
Served as a Senior Associate in Compliance Transactions, ensuring adherence to AML/CFT policies. Managed investigations, performed KYC, CDD, and EDD, and conducted due diligence to mitigate operational and reputational risks.
Accounts & Finance Operations
WNS Global Services Pvt.Ltd
Nov 2013 - Jan 2014 (2 months)
Performed operations in Finance and Accounting for British Airways Payment Services, responsible for customer invoicing, cash applications, and resolving customer queries efficiently.
Education
Degrees, certifications, and relevant coursework
Mumbai University
Master in Commerce, Commerce
2014 - 2016
Pursued a Master in Commerce with a focus on Advance Accounting, gaining in-depth knowledge of accounting principles and practices.
K.J. Somaiya College of Arts & Commerce
Bachelor of Commerce, Financial Markets
2013 - 2013
Completed a Bachelor of Commerce in Financial Markets, which provided a strong foundation in financial analysis and market operations.
Tech stack
Software and tools used professionally
Availability
Location
IndiaAuthorized to work in
Job categories
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