Open to opportunities

Uma Singh

@umasingh

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Responsible compliance analyst specializing in KYC and AML.

India

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What I'm looking for

I seek a role in a dynamic organization that values compliance and offers opportunities for professional growth.

I am a dedicated compliance analyst with a strong focus on KYC, AML, and EDD. My expertise lies in regulatory compliance and transactional monitoring within the financial services sector. I pride myself on my ability to handle complex cases with accuracy and efficiency, ensuring all compliance requirements are met and safeguarding the integrity of financial transactions.

Currently, I work as a Financial Crime Analyst at Tide Platform, where I investigate fraud reports and conduct thorough investigations for suspicious activities. My previous experience as a Management Trainee at Genpact has equipped me with the skills to analyze evidence and draft comprehensive reports, ensuring adherence to guidelines set by the fintech industry. I am passionate about leveraging my skills to contribute to a compliant and secure financial environment.

Experience

Work history, roles, and key accomplishments

Current

Financial Crime Analyst

Current

Tide Platform

Dec 2023 - Present (1 year 6 months)

Investigated complex fraud cases and handled fraud reports from Financial Institutions. Raised Suspicious Activity Reports (SARs) to the National Crime Agency (NCA) UK for money laundering and financial crime concerns, ensuring timely and accurate reporting. Conducted CIFAS and negative media checks to support investigations.

Fraud Investigation AML KYC NCA Portal Transaction Monitoring Jira

Management Trainee

Genpact

Nov 2021 - Dec 2023 (2 years 1 month)

Analyzed evidence and conducted investigations into fraud or abuse committed by clients, synthesizing data into professional reports with recommendations. Drafted Suspicious Activity Reports (SARs) and Suspicious Transaction Reports (STRs), ensuring adherence to Fintech company guidelines. Worked as a Production Analyst and Quality Checker in Transaction Monitoring L1 and L2 queues.

Fraud Investigation AML KYC Transaction Monitoring Quality Assurance MS Office

Territory Sales Manager

Tata Motors Finance

Jan 2021 - Sep 2021 (8 months)

Managed and motivated a high-performing sales team, consistently exceeding targets through effective sales strategies and coaching. Resolved unique and recurring customer complaints, enhancing operations and promoting loyalty. Conducted careful research of competitor products and trends to target prospects in new territories.

Sales Management Team Leadership Customer Relationship Management Sales Strategy Data Analysis Prospecting Coaching MS Office

Personal Banker Intern

HDFC Bank

Performed personal banker duties, including customer interaction and account management. Conducted KYC checks to ensure compliance with banking regulations.

KYC Customer Service Financial Services Account Management

Education

Degrees, certifications, and relevant coursework

Heritage Business School

Master of Business Administration, Business Administration

Completed a Master of Business Administration program, focusing on advanced business management principles and leadership skills. Gained expertise in strategic planning, financial management, and marketing.