Ricky Raj
@rickyraj
Dedicated leader in Risk and Compliance with a focus on financial crime.
IndiaWhat I'm looking for
I am a dedicated leader and collaborative team player with a passion for advancing global standards in Risk and Compliance. My experience as a Senior AML Analyst at Tide FinTech has equipped me with the skills to safeguard institutions from financial crime while ensuring adherence to regulatory requirements. I thrive on leveraging my expertise to foster organizational success and continuously enhance my capabilities.
Throughout my career, I have successfully conducted KYC, CDD, and Enhanced Due Diligence assessments, while managing multiple production queues and upholding Service Level Agreements. My role as a Senior AML Investigator at HSBC Bank allowed me to support financial crime investigations across the UK and Europe, ensuring compliance with federal and state regulations. I am committed to driving performance and enhancing process efficiency through proactive learning and collaboration.
Experience
Work history, roles, and key accomplishments
Senior AML Analyst
Tide FinTech
Aug 2021 - Present (4 years)
Served as Senior Ongoing Monitoring Analyst conducting periodic reviews involving CIFAS matches, fraud indicators, sanctions, PEPs, and adverse media using Tide’s internal case and alert management platforms. Executed KYC, CDD, Enhanced Due Diligence (EDD), and account activity assessments by leveraging internal databases and external resources efficiently.
Senior AML Investigator
HSBC Bank
Feb 2015 - Feb 2019 (4 years)
Supported financial crime investigations for the UK and Europe regions, ensuring compliance with federal and state regulations, including AML and other applicable financial crime guidelines. Reviewed and analyzed suspicious financial activity flagged by government agencies and internal transaction monitoring systems; compiled documentation and recommended SAR or No SAR decisions to the onshore AML
Customer Service Executive
ICICI Bank
Feb 2013 - Apr 2014 (1 year 2 months)
Resolved customer inquiries via telephone with a strong focus on efficiency and service excellence. Consistently met performance targets, including Average Handling Time (AHT), customer satisfaction benchmarks, and revenue objectives.
Education
Degrees, certifications, and relevant coursework
St. Xavier’s College
Bachelor of Commerce (B.Com), Accounts
2006 - 2009
Grade: Hons
Completed a Bachelor of Commerce with Honors, specializing in Accounts. Gained foundational knowledge in financial principles and accounting practices.
Tech stack
Software and tools used professionally
Availability
Location
IndiaAuthorized to work in
Job categories
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