Joshi Neema
@joshineema
Compliance professional specializing in AML, transaction monitoring, and KYC.
IndiaWhat I'm looking for
I am a results-driven Compliance Professional with three years of experience in surveillance, anti-money laundering (AML), client onboarding, and research analysis. I have conducted end-to-end transaction monitoring, performed CDD/EDD including Source of Funds and Source of Wealth verifications, and escalated AML cases using a risk-based approach to protect organizations from financial crime.
I have supported onboarding and KYC processes, run quality-control reviews of alerts, and produced research and reports to inform senior management. I bring strong analytical attention to detail, familiarity with tools such as Actimize, LexisNexis, and MS Excel, and a commitment to maintaining regulatory standards and improving compliance frameworks.
Experience
Work history, roles, and key accomplishments
Investment Research Intern
Chrysalis Investment Advisors
Jan 2025 - Feb 2025 (1 month)
Managed end-to-end client onboarding and KYC documentation while conducting equity and industry research to produce reports and presentations for senior stakeholders.
MSCompliance Professional
Morgan Stanley
Sep 2022 - Dec 2024 (2 years 3 months)
Performed end-to-end transaction monitoring and QC reviews, escalating AML alerts to Level 2 and documenting investigations to ensure regulatory compliance across client accounts.
Compliance Analyst Intern
Indus Insurance LLP
Jan 2020 - Dec 2020 (11 months)
Verified insurance premiums and compared policies across providers to evaluate cost-effectiveness and supported documentation for underwriting and compliance processes.
Education
Degrees, certifications, and relevant coursework
Financial Crime Academy
Certificate, Anti-Money Laundering
2025 - 2025
Completed a Certificate in Anti-Money Laundering and Know Your Customer Foundations in 2025.
SPSymbiosis Pune
Master of Business Administration, Finance
2018 - 2021
Completed an MBA in Finance with coursework relevant to Anti-Money Laundering, client onboarding, and research analysis.
UMUniversity of Mumbai
Bachelor of Commerce, Accounting and Finance
Completed a Bachelor of Commerce in Accounting focusing on accounting principles and financial analysis.
Availability
Location
IndiaAuthorized to work in
Job categories
Skills
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