swati mundhra
@swatimundhra
Chartered Accountant leading risk, compliance, and trading controls for global markets.
IndiaWhat I'm looking for
I am a Chartered Accountant with over 10 years' experience in internal audits, risk and compliance, statutory audits, taxation, and financial services accounting across global markets. I have led teams to implement regulatory trading controls, migrate legacy controls onto strategic platforms, and enhance automation and analytics to improve compliance visibility.
At Goldman Sachs I supervised global regulatory implementations, partnered with cross-functional stakeholders, and drove data strategy across products and asset classes; previously I delivered assurance and audit programs at Royal Bank of Scotland and statutory audit experience at Haribhakti & Co., demonstrating consistent focus on process improvement and regulatory adherence.
Experience
Work history, roles, and key accomplishments
GSLed teams overseeing risk and trading controls for Global Markets, implementing post-trade regulatory controls and migrating legacy controls to the firm’s strategic platform to improve compliance and automation.
Auditor - Internal Auditor
Royal Bank of Scotland
Nov 2016 - Nov 2019 (3 years)
Delivered independent assurance across customer-facing businesses by testing control design and effectiveness, contributing to annual risk planning and audit programs for operational and AI applications.
Associate - Statutory Audits
Haribhakti & Co. LLP
Oct 2015 - Nov 2016 (1 year 1 month)
Conducted statutory audits and assessed internal financial controls under Companies Act 2013, preparing financial statement disclosures and auditing revenue, inventory, and receivables.
Article-ship
Devendera Jain & Co
Sep 2011 - Jan 2014 (2 years 4 months)
Prepared and filed income tax and service tax returns, calculated and filed TDS/E-TDS, and assisted with assessments and appeals to ensure regulatory compliance for clients.
Education
Degrees, certifications, and relevant coursework
TIThe Institute of Chartered Accountants of India
Chartered Accountant, Chartered Accountancy
Grade: 52%
Completed the Chartered Accountant qualification, covering auditing, taxation, financial reporting, and professional ethics.
Bikaner University
Bachelor of Commerce, Commerce
Grade: 52%
Bachelor of Commerce program with coursework in accounting, finance, and business subjects.
Central Board (Higher Senior Secondary)
Higher Senior Secondary, Higher Secondary Education
Grade: 85%
Higher Senior Secondary certification completed with a focus on general academic subjects.
Central Board (Senior Secondary)
Senior Secondary, Secondary Education
Grade: 85%
Senior Secondary certification completed with general academic curriculum.
Tech stack
Software and tools used professionally
Availability
Location
IndiaAuthorized to work in
Job categories
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