Rashi Khare
@rashikhare
I am a senior compliance analyst ensuring regulatory adherence and risk mitigation.
What I'm looking for
I am a senior compliance analyst with experience across Big Four and industry compliance roles, focused on delivering strong governance and control frameworks. I work pragmatically to align regulatory obligations with business operations.
I oversee full lifecycles of employment and outside-employment cases under SOX, SEC and PCAOB frameworks and manage regulatory reporting using Tableau. I coordinate pension-related activities, produce quarterly inspection reporting for audits, and ensure timely, compliant resolutions for high-risk matters.
I leverage technical tools including MS Excel, Power BI, Tableau and SAP, and I have led process-improvement initiatives that streamlined workflows and improved time utilization. I collaborate across functions to evaluate independence threats, conduct reviews, and support partners and principals through regulatory deadlines.
I have been recognized with multiple internal awards for contributions and presented a published research paper on brand attitudes in the sector. I am committed to strengthening controls, improving compliance reporting, and leading cross-functional initiatives that reduce risk and increase operational consistency.
Experience
Work history, roles, and key accomplishments
Senior Compliance Analyst
Deloitte
Mar 2024 - Present (1 year 5 months)
Oversee full lifecycle SOX-regulated employment and outside-employment reviews, managing expense reporting for Principals and Partners and resolving critical outside-employment cases to ensure compliance.
SAP Compliance Analyst
Deloitte
Aug 2021 - Feb 2024 (2 years 6 months)
Managed full lifecycle employment/resignation and outside-employment activities within the Personal Consultation team under SEC/PCAOB frameworks, identifying and addressing independence risks.
Projects Compliance Executive -India Lead
SMEC India Pvt. Ltd
Jan 2021 - Aug 2021 (7 months)
Implemented and monitored business-unit compliance programs including gifts & hospitality, donations, and JV due diligence; conducted audits and coordinated remediation with divisional delegates.
Relationship Executive
Wise Finserv Pvt. Ltd
Managed 360° financial planning, client acquisition and portfolio management, maintaining assets under management and delivering tailored financial advice to clients.
Education
Degrees, certifications, and relevant coursework
Apeejay School of Management
Post Graduate Diploma in Management, Management
Activities and societies: Presented and published a paper at the 8th International Conference on Management Practices and Research.
Post Graduate Diploma in Management with specialization in Finance.
Mata Gujri Mahila Mahavidyalaya
Bachelor of Commerce, Commerce
2014 - 2017
Bachelor of Commerce degree from Mata Gujri Mahila Mahavidyalaya from 2014 to 2017.
Tech stack
Software and tools used professionally
Availability
Location
Authorized to work in
Job categories
Skills
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