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Rashi Khare

@rashikhare

I am a senior compliance analyst ensuring regulatory adherence and risk mitigation.

India
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What I'm looking for

I seek a senior compliance role where I can strengthen controls, lead cross-functional compliance initiatives, and use analytics (Tableau/Power BI) to improve reporting and drive process improvements.

I am a senior compliance analyst with experience across Big Four and industry compliance roles, focused on delivering strong governance and control frameworks. I work pragmatically to align regulatory obligations with business operations.

I oversee full lifecycles of employment and outside-employment cases under SOX, SEC and PCAOB frameworks and manage regulatory reporting using Tableau. I coordinate pension-related activities, produce quarterly inspection reporting for audits, and ensure timely, compliant resolutions for high-risk matters.

I leverage technical tools including MS Excel, Power BI, Tableau and SAP, and I have led process-improvement initiatives that streamlined workflows and improved time utilization. I collaborate across functions to evaluate independence threats, conduct reviews, and support partners and principals through regulatory deadlines.

I have been recognized with multiple internal awards for contributions and presented a published research paper on brand attitudes in the sector. I am committed to strengthening controls, improving compliance reporting, and leading cross-functional initiatives that reduce risk and increase operational consistency.

Experience

Work history, roles, and key accomplishments

SL

Projects Compliance Executive -India Lead

SMEC India Pvt. Ltd

Jan 2021 - Aug 2021 (7 months)

Implemented and monitored business-unit compliance programs including gifts & hospitality, donations, and JV due diligence; conducted audits and coordinated remediation with divisional delegates.

Education

Degrees, certifications, and relevant coursework

Apeejay School of Management logoAM

Apeejay School of Management

Post Graduate Diploma in Management, Management

Activities and societies: Presented and published a paper at the 8th International Conference on Management Practices and Research.

Post Graduate Diploma in Management with specialization in Finance.

MM

Mata Gujri Mahila Mahavidyalaya

Bachelor of Commerce, Commerce

2014 - 2017

Bachelor of Commerce degree from Mata Gujri Mahila Mahavidyalaya from 2014 to 2017.

Tech stack

Software and tools used professionally

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