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Nisha Sharma

@nishasharma4

Compliance specialist with 11 years in banking, expert in testing, controls and automation.

India
Message

What I'm looking for

I seek a senior compliance or risk role where I can lead control testing, drive automation, collaborate across functions, and improve regulatory outcomes.

I am a compliance specialist with 11 years of experience in banking, focused on regulatory compliance, risk management, and control testing.

I have led high-risk assessments, SOX control testing, and enterprise risk framework implementations, delivering measurable reductions in operational risk and observances.

Notable achievements include leading the transition of pricing operations to a third-party vendor, driving automation that reduced effort by ~50%, and identifying a control gap that resulted in ~US $5M remediation.

I lead teams of analysts to execute compliance testing, design automated testing solutions, and collaborate with cross-functional stakeholders to strengthen governance and incident management.

Experience

Work history, roles, and key accomplishments

ANZ logoAN

Credit Assessment Officer

ANZ

Jan 2017 - Jun 2018 (1 year 5 months)

Assessed loan applications against regulatory and risk guidelines, served as SME and quality control officer for process simplification and automation, and contributed to pilot home loan assessment projects.

Education

Degrees, certifications, and relevant coursework

Franklin University logoFU

Franklin University

Compliance / Risk Management

2019 - 2019

Completed coursework or program at Franklin University in 2019 related to compliance and risk topics.

Birla Institute of Technology logoBT

Birla Institute of Technology

Bachelor of Business Administration, Business Administration

Bachelor of Business Administration degree with emphasis on business administration and risk-control alignment activities.

SU

St. Joseph's University

Master of Business Administration, Business Administration

Master of Business Administration degree completed, focused on business administration topics and compliance-related management practices.

Tech stack

Software and tools used professionally

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Nisha Sharma - Compliance Specialist - BreadFinancial | Himalayas