Open to opportunities

Ralf Carreon

@ralfcarreon

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Experienced compliance officer with expertise in regulatory affairs.

United States

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What I'm looking for

I am looking for opportunities that allow me to leverage my compliance expertise in a challenging environment, focusing on regulatory strategy and risk management.

I am a dedicated compliance officer with extensive experience in navigating complex regulatory environments. My role as VP and Chief Compliance Officer at MIAX Futures Exchange has equipped me with a deep understanding of the Commodity Futures Trading Commission regulations and the intricacies of market oversight.

Throughout my career, I have successfully managed compliance initiatives, ensuring that our trading practices align with regulatory requirements. My commitment to fostering a culture of compliance has led to the implementation of effective monitoring systems and the development of strategic relationships with regulatory bodies. I thrive in dynamic environments where I can leverage my analytical skills to mitigate risks and enhance operational efficiency.

Experience

Work history, roles, and key accomplishments

VP, Chief Compliance Officer, Senior Counsel

MIAX Futures Exchange, LLC

Jun 2025 - Aug 2025 (2 months)

Requested time-limited relief from competitive execution and Part 40 requirements for HRSW Options, allowing exclusive block trading for a temporary period. Managed the transition of HRSW Futures from CME Globex to the new MIAX Futures electronic trading platform, Onyx.

Regulatory Compliance Futures Options Trading Risk Management Block Trading Market Surveillance