At Guidehouse, I analyse and close 3,000+ monthly trade surveillance alerts across equities and other asset classes using Nasdaq SMARTS. I investigate potential insider trading and market manipulation, validate trade rationale through Bloomberg and Refinitiv Workspace, and escalate high-risk matters supporting SAR and STOR documentation.
Previously at Morningstar, I analysed corporate debt capital structures, credit metrics, and regulatory filings for funds, ratings, and financial statement analysis. I've improved review methodologies, reduced turnaround time by 50–60%, coached seven analysts, and delivered 99.9% quality accuracy while supporting market integrity through rigorous analysis.
