Open to opportunities

prashant bhat

@prashantbhat

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Results-oriented Financial Analyst with expertise in trading and risk management.

India

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What I'm looking for

I seek a challenging role that allows me to leverage my analytical skills and trading expertise to enhance risk management and drive profitable growth.

I am a results-oriented Financial Analyst and Index Trader with over 6 years of experience in the financial services sector. My career has been marked by a strong focus on Trading & Investment management across Equity, F&O, and Currency markets. I possess deep expertise in risk management, financial planning, and data analysis, which has enabled me to consistently achieve a >1% daily return on capital in Index Derivatives through effective trading strategies.

Currently, I serve as a Business Control Manager at JP Morgan Chase & Co., where I ensure a disciplined control environment and conduct thorough risk analysis. My previous roles include leading a Middle Office team at State Street Global Advisors and working as a self-employed trader. I have a proven track record of managing investment portfolios, optimizing financial processes, and driving profitable growth through analytical skills and strategic decision-making.

Experience

Work history, roles, and key accomplishments

Current

Business Control Manager

Current

JP Morgan Chase & Co

Oct 2022 - Present (2 years 8 months)

As a Control Manager, responsible for ensuring a disciplined control environment, identifying issues, and partnering with the business for timely remediation. Duties include risk analysis, reporting, and maintaining documentation for audit purposes.

Risk Management Data Analysis Compliance Monitoring Presentation Skills Root Cause Analysis Documentation Management

Current

Business Control Manager

Current

JP Morgan Chase & Co

Oct 2022 - Present (2 years 8 months)

Risk Management Data Analysis Compliance Financial Reporting Communication Root Cause Analysis Documentation Stakeholder Management

Team Lead

State Street Global Advisors

Aug 2019 - Oct 2022 (3 years 2 months)

Managed investment portfolios and oversaw portfolio management operations. Led the transition of processes to India and performed daily analyses of trades and cash forecasts.

Portfolio Management Investment Analysis Cash Forecasting Compliance Liaison Risk Assessment

Team Lead (Middle-Office)

State Street Global Advisors

Jul 2019 - Oct 2022 (3 years 3 months)

Managed investment portfolios and supported Portfolio Managers by overseeing portfolio management operations. Led process transitions and performed daily trade analysis and cash forecasts.

Portfolio Management Investment Analysis Cash Forecasting Performance Analysis Risk Assessment

Self-Employed Trader

Self Employed

May 2017 - Jun 2019 (2 years 1 month)

Specialized in intraday trading with a focus on equities and options. Developed trading strategies based on technical analysis and managed risks effectively.

Risk Management Market Research

Co-Founder/Sales & Marketing Head

Vibrant Skill-Sets Solutions

Mar 2014 - Nov 2016 (2 years 8 months)

Led business development and operational management, acquiring clients and managing financial aspects of the start-up while coordinating training programs.

Business Development Client Management Financial Management Training Sales Strategies Operational Management Budgeting

NSE Trader

Self Employed

Jan 2017 - Jun 2019 (2 years 5 months)

Specialized in intraday trading with a focus on equities, index options, and currencies. Developed hedging strategies and managed risks effectively to optimize profits.

Risk Management Market Research Optimization

Risk & Compliance Analyst

Northern Trust

Nov 2015 - Nov 2016 (1 year)

Ensured adherence to investment compliance regulations and supported risk data analytics. Conducted daily compliance checks and analyses based on various financial reports.

Compliance Analysis Risk Assessment Data Analytics Compliance Financial Reporting

Risk & Compliance Analyst

Northern Trust

Nov 2015 - Nov 2016 (1 year)

Ensured adherence to investment compliance regulations. Supported compliance analytics and performed daily checks to ensure regulatory compliance.

Compliance Risk Assessment Data Analytics Regulatory Requirements Reporting

Co-Founder/Sales & Marketing Head

Vibrant Skills-Sets Solutions

Mar 2014 - Nov 2016 (2 years 8 months)

Led business development and operational management, acquiring clients and managing financial operations. Coordinated training programs across educational institutions.

Business Development Client Management Financial Management Training Operational Management Marketing Strategy

Education

Degrees, certifications, and relevant coursework

Indira Gandhi National Open University

Post Graduate Diploma, International Business

2016 - 2018

Grade: 55.50%

Completed a Post Graduate Diploma in International Business Operations with a focus on global business strategies and operations, achieving a grade of 55.50%. This program enhanced my understanding of international markets and business practices.

Indira Gandhi National Open University

Master of Commerce, Commerce

2016 - 2018

Grade: 55.50%

Completed a Master's in Commerce with a focus on advanced commerce topics, achieving a grade of 55.50%. This program enhanced my understanding of financial principles and practices.

Indira Gandhi National Open University

PG Diploma, International Business

2016 - 2018

Grade: 55.50%

Pursued a PG Diploma in International Business Operations, focusing on global business strategies and operations, with a grade of 55.50%. This program provided insights into international market dynamics.

Goa University

Bachelor of Commerce, Commerce

2010 - 2013

Grade: 71.80%

Activities and societies: Participated in sports, street plays, and debate competitions.

Earned a Bachelor's in Commerce with a focus on financial management and accounting, achieving a grade of 71.80%. Actively participated in co-curricular activities including sports, street plays, and debates.