HKharish karthik
@harishkarthik
ANTI-MONEY LAUNDERING & KNOW YOUR CUSTOMER–FINANCIAL CRIMES COMPLIANCE RISK PROFESSIONAL
IndiaWhat I'm looking for
➢Dynamic and results-driven AML and KYC Compliance expert with over 14 years of experience in leading compliance monitoring, risk assessment, and governance initiatives.
➢Renowned for aligning compliance strategies with internal policies and country-specific regulatory frameworks. Adept at executing comprehensive risk and control testing methodologies and leveraging advanced data analysis to mitigate risks effectively.
➢Proven ability to manage critical projects, including original property document oversight, third-party/vendor management, and pre-approved project monitoring.
➢Recognized for ensuring stringent regulatory adherence, enhancing compliance strategies, and driving operational efficiency.
➢Demonstrated success in identifying and addressing compliance gaps, Thematic issues, contributing to improved compliance outcomes and risk reduction.
➢Highly skilled in fostering cross-functional collaboration, delivering actionable insights, and championing best practices in compliance and risk management. Seeking to leverage expertise and leadership skills to drive compliance excellence and safeguard organizational integrity in a challenging new role.
Experience
Work history, roles, and key accomplishments
Manager: AML, Sanctions and Anti-Bribery & Corruption
Citicorp Services India Pvt Ltd.
Apr 2024 - Present (1 year 2 months)
Leading AML/KYC compliance initiatives, executing gap analysis, and managing compliance monitoring programs. Focused on process optimization and routine improvements while supporting internal audits and assessments.
Assistant Manager II – Regional AML KYC Risk Evaluation Management
CitiCorp Services India Pvt Ltd.
Apr 2018 - Apr 2024 (6 years)
Mitigated risks through extensive AML expertise and conducted due diligence. Executed independent compliance testing and achieved 100% training completion for the team.
Manager - Regional AML KYC Risk Evaluation Management
CitiCorp Services India Pvt Ltd.
Apr 2022 - Apr 2024 (2 years)
Executed AML compliance quality reviews and led corrective actions to enhance compliance efficiency. Expanded KYC processes and addressed open risks using comprehensive frameworks.
Assistant Manager - Disbursal Officer & Custodian (Mortgages)
Citibank NA.
Jan 2017 - Apr 2024 (7 years 3 months)
Managed property documents and coordinated third-party relationships for mortgage disbursals. Ensured compliance with local regulations during loan processing.
Associate – Credit Officer (Mortgages)
Citibank NA.
May 2013 - Oct 2014 (1 year 5 months)
Sanctioned and underwrote home loan applications, ensuring compliance with regulatory standards and resolving customer inquiries.
Assistant Manager – Service Delivery Officer
Kotak Mahindra Bank Ltd.
Nov 2011 - May 2013 (1 year 6 months)
Managed cash/non-cash transactions and resolved customer issues while maintaining compliance records and safeguarding branch operations.
Asst. Manager – Document Verification Unit (DVU)
Kotak Mahindra Bank Ltd.
May 2010 - Nov 2011 (1 year 6 months)
Audited account openings for compliance and resolved branch queries while managing documentation risks and ensuring operational accuracy.
Education
Degrees, certifications, and relevant coursework
GBGreat Lakes and The University of Texas at Austin, McCombs School of Business
Master of Business Administration, Artificial Intelligence
2023 - 2023
Completed a Post Graduate Program in Artificial Intelligence for Leaders, focusing on the application of AI in business leadership and strategy.
UEUniversity of Madras, Institute of Distance Education
Honors Diploma, Banking & Financial Services
2011 - 2013
Earned an Honors Diploma in Banking & Financial Services, covering essential banking principles and financial management.
NIIT- IFBI - Institute of Finance, Banking & Insurance
Diploma, Finance, Banking & Insurance
2010 - 2010
Completed a program focusing on finance, banking, and insurance, equipping with skills necessary for the financial services industry.
AMApollo Arts & Science College Affiliated to University of Madras
Bachelor of Computer Science, Computer Science
2006 - 2009
Graduated with a Bachelor of Computer Science, gaining a strong foundation in programming, algorithms, and software development.
Tech stack
Software and tools used professionally
Location
IndiaAuthorized to work in
Salary expectations
Social media
Job categories
Skills
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