I've supported compliance and risk functions at Albacore Capital Group, Marathon Asset Management, and Brooklands Fund Management, working across private credit, long-only equity, and appointed representative oversight.
At Albacore, I completed compliance monitoring tasks, advised client services, portfolio managers, and operations teams on regulatory matters, maintained restricted-list and conflicts registers, and improved monitoring for best execution and CLO allocation. At Marathon, I executed compliance monitoring tests and resolved compliance matters with client service and portfolio management teams.
I've also led monthly monitoring meetings for approximately 30 Brooklands clients, bringing a practical, generalist approach to day-to-day compliance processes.
