julie archer

Oversaw daily management of the Compliance Department, ensuring policies and procedures aligned with current regulations. Provided advisory support across all areas of the firm and maintained direct communication with the FCA, exchanges, and clients on regulatory issues.

Managed multi-jurisdictional reporting requirements as a Senior Associate, ensuring adherence to EMIR, Dodd-Frank, MiFID II, ASIC, and CFTC regulations. Collaborated with internal teams, external regulators, and industry bodies to strengthen the regulatory reporting production framework and improve processes.

Responsible for regulatory monitoring within the Compliance Department, ensuring adherence to FCA, EMIR, and CFTC regulations. Provided regulatory reporting, transaction oversight, and risk assessments, working closely with senior management, trading desks, and external regulators.

Supported corporate and investment banking operations with regulatory reporting and disclosure of interest. Assisted in markets trade support functions.

Supported middle office trade operations, ensuring accurate and timely processing of trades. Contributed to the overall efficiency of the trading environment.

Provided middle office trade support, ensuring the smooth flow of trading activities. Assisted in various operational tasks within the investment management division.

Assisted in the dealing room operations and managed settlements processes. Contributed to the efficient execution and settlement of bond trades.

Completed the GNVQ Advanced Business Studies program, achieving a Merit. This qualification is equivalent to two 'A' Levels at grade C, providing a strong foundation in business principles.

Achieved 8 GCSE passes with grades A-C, including B grades in Mathematics, English Literature, and Double Science. This foundational education provided a strong academic base.