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Chow Jessie

@chowjessie

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Senior associate specializing in AML compliance and risk management.

Hong Kong

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What I'm looking for

I seek a role that fosters professional growth in AML compliance and risk management.

I am a senior associate with over three years of experience in the Anti-Money Laundering (AML) domain at PwC in Hong Kong. My expertise lies in reviewing the design and operational effectiveness of internal controls, particularly in KYC/CDD, sanctions screening, and transaction monitoring within the financial services industry. I have a proven track record in AML compliance across the APAC region and hold certifications in CAMS, showcasing my commitment to maintaining high standards in compliance.

In my current role at PwC, I lead end-to-end AML review projects, optimizing KYC/CDD processes for various financial institutions, including international banks and brokerages. I have successfully conducted comprehensive reviews of name screening and transaction screening controls, ensuring adherence to regulatory requirements. My proficiency with leading-edge compliance tools and my knowledge of AML regulations, such as FATF and OFAC, enable me to recommend improvements that strengthen internal controls and mitigate risks effectively.

Experience

Work history, roles, and key accomplishments

Current

Senior Associate

Current

PricewaterhouseCoopers Hong Kong

Sep 2021 - Present (3 years 9 months)

As a Senior Associate in Financial Crime Compliance, I conducted comprehensive AML review projects, optimizing KYC/CDD processes and reviewing internal controls for financial institutions. I also developed UATs for eKYC systems and ensured compliance with AML regulations across APAC.

AML KYC Transaction Monitoring Risk Assessment User Acceptance Testing Quality Assurance Regulatory Compliance

Legal & Governance Intern

AIA Company Limited

Jun 2021 - Jul 2021 (1 month)

Assisted the Technology team in developing an automation tool for governance, designed user interfaces, and created training materials for governance framework updates.

Automation Tools User Interface Design Training Development Presentation Skills Governance

Audit Intern

KPMG Hong Kong

Feb 2020 - Feb 2020 (0 months)

Performed financial statement audits for a major real estate client, ensuring compliance with financial regulations and assessing control deficiencies.

Financial Audit Regulatory Compliance Financial Reporting

Compliance Intern

Natixis Investment Managers (Hong Kong) Limited

Jul 2019 - Aug 2019 (1 month)

Reviewed marketing materials, prepared compliance training, updated SOPs, and conducted AML/CFT assessments for APAC clients.

Compliance SOP Development AML CFT

Education

Degrees, certifications, and relevant coursework

Hong Kong University of Science and Technology

Bachelor of Science, Risk Management and Business Intelligence

2017 - 2021

Grade: Second Upper Honor (Cumulative Grade Average 3.1)

Activities and societies: Minor in Psychological and Behavioral Science

Gained strong foundational knowledge in data analysis, qualitative and quantitative risk assessment, and business operations. Completed relevant coursework in Business Modeling and Optimization, Data Mining for Business Analytics, Probability Models, and Financial Service Operations Management.