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Bobby Walsh

@bobbywalsh

Message

Compliance Principal and Branch Examiner at Modern Woodmen of America monitoring securities trades with SQL.

United States

Message

At Modern Woodmen of America - MWA Financial Services, I conduct field branch examinations of registered representatives and monitor securities trades using SQL.

I also develop and present training, and submit OFAC/AML reports and SEC complaints. Previously, I analyzed documents and written statements for potential fraud or crime as a Forensic Accountant at NYC Dept. of Investigations - School Construction Authority.

Experience

Work history, roles, and key accomplishments

Current

Compliance Principal & Branch Examiner

Current

Modern Woodmen of America - MWA Financial Services

Jan 2019 - Present (7 years 8 months)

Conduct field branch examinations of registered representatives. Monitor securities trades using SQL, develop content and present training, and submit OFAC/AML reports and SEC complaints.

SQL Compliance Training OFAC AML SEC

Forensic Accountant

NYC Dept. of Investigations - School Construction Authority

Jan 2016 - Jan 2019 (3 years)

Managed database of information on companies working with NYC SCA. Analyzed documents and cross-examined written statements for potential fraud or crime, authored reports on evidence for prosecution, and provided the Inspector General with information on firms and executives.

Forensic Accounting Data Analysis Fraud Detection Report Writing

Financial Aide Officer

The American Musical & Dramatics Academy

Jan 2016 - Dec 2016 (11 months)

Managed financial aid processes and supported students with financial assistance.

Marketing Coordinator

Runa Tea

Jan 2015 - Jan 2016 (1 year)

Coordinated marketing activities and campaigns.

Admissions Coordinator

Columbia University Graduate School of the Arts

Jan 2014 - Jan 2015 (1 year)

Coordinated admissions processes and supported prospective students.

Student Affairs Coordinator

The International Culinary Center

Jan 2014 - Dec 2014 (11 months)

Coordinated student affairs and supported student services.

Regional Director of Sales

US Jesco International

Jan 2007 - Jan 2014 (7 years)

Directed regional sales operations and managed sales teams.

Sales Management Leadership

Assistant Director of Sales

US Jesco International

Assisted in directing sales activities and supported sales team management.

Sales Team Support

Director of Sales

US Jesco International

Directed sales activities and managed sales teams.

Sales Management Leadership

Sales Agent

US Jesco International

Sold products and services to clients.

Sales Client Relations

Education

Degrees, certifications, and relevant coursework

University of Wisconsin-Madison

Bachelor of Science, Psychology

Activities and societies: Relevant Coursework: Psych Stats, Advanced Psych Stats, Cultural Psych, Communication & Human Behavior, Human Emotions, Psych of Perception, Animal Cognition, Experimental Psych, & Psych of Personality.

Bachelor of Science in Psychology with relevant coursework in statistics, cultural psychology, and experimental psychology.