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Ankita Beniwal

@ankitabeniwal

Investment compliance specialist with 7+ years of experience.

Zimbabwe

What I'm looking for

I am looking for a role that offers growth opportunities and a collaborative environment.

I am an investment compliance specialist with over 7 years of experience in pre-trade and post-trade compliance, regulatory reporting, and investment guideline implementation. My expertise lies in utilizing tools such as Charles River IMS, Aladdin, and Bloomberg to enhance compliance processes. I have been recognized for my ability to improve automation in compliance filings and increase efficiency in regulatory reporting across global jurisdictions.

Throughout my career, I have worked with prestigious firms such as CC&L Financial Group, Bank of New York Mellon, and BlackRock. My roles have involved creating and monitoring compliance rules, preparing regulatory reports, and collaborating with various business groups to resolve compliance-related issues. I take pride in my detail-oriented and results-driven approach, ensuring that I meet deadlines while maintaining the highest standards of integrity.

My commitment to continuous improvement is evident in my recognition for developing a 1-click feature on Filing Manager for APAC and EU countries while working with FundApps. I am passionate about leveraging my skills to contribute to a dynamic team and drive compliance excellence in the investment sector.

Experience

Work history, roles, and key accomplishments

CG

Portfolio Compliance Analyst

CC&L Financial Group

Nov 2021 - May 2024 (2 years 6 months)

Managed pre-trade and post-trade compliance rules using Charles River across various asset classes. Collaborated with multiple business units to address compliance inquiries and regulatory reporting. Improved compliance procedures and quality control checks, while preparing compliance certificates for clients and regulators.

BL

Portfolio Compliance Analyst

BlackRock

May 2017 - Jan 2020 (2 years 8 months)

Responsible for compliance certification reports and monitoring adherence to client guidelines. Analyzed trade data for regulatory compliance and managed disclosure reporting for substantial ownership. Ensured timely reporting of holdings and compliance with various country regulations.

Education

Degrees, certifications, and relevant coursework

JI

JRE Group of Institutions

Post Graduate Diploma in Management, Finance

2015 - 2017

Completed a Post Graduate Diploma in Management with a specialization in Finance, focusing on advanced financial concepts and investment strategies.

KC

Kirori Mal College

Bachelor of Commerce (Honors), Commerce

2011 - 2014

Earned a Bachelor of Commerce (Honors) degree, gaining a comprehensive understanding of commerce principles and practices.

DH

Delhi Public School, Hisar

12th Grade, Commerce

2010 - 2011

Completed 12th grade with a focus on Commerce, laying the foundation for further studies in business and finance.

Tech stack

Software and tools used professionally

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Ankita Beniwal - Portfolio Compliance Analyst - CC&L Financial Group | Himalayas