Ankita Beniwal
@ankitabeniwal
Investment compliance specialist with 7+ years of experience.
What I'm looking for
I am an investment compliance specialist with over 7 years of experience in pre-trade and post-trade compliance, regulatory reporting, and investment guideline implementation. My expertise lies in utilizing tools such as Charles River IMS, Aladdin, and Bloomberg to enhance compliance processes. I have been recognized for my ability to improve automation in compliance filings and increase efficiency in regulatory reporting across global jurisdictions.
Throughout my career, I have worked with prestigious firms such as CC&L Financial Group, Bank of New York Mellon, and BlackRock. My roles have involved creating and monitoring compliance rules, preparing regulatory reports, and collaborating with various business groups to resolve compliance-related issues. I take pride in my detail-oriented and results-driven approach, ensuring that I meet deadlines while maintaining the highest standards of integrity.
My commitment to continuous improvement is evident in my recognition for developing a 1-click feature on Filing Manager for APAC and EU countries while working with FundApps. I am passionate about leveraging my skills to contribute to a dynamic team and drive compliance excellence in the investment sector.
Experience
Work history, roles, and key accomplishments
Portfolio Compliance Analyst
CC&L Financial Group
Nov 2021 - May 2024 (2 years 6 months)
Managed pre-trade and post-trade compliance rules using Charles River across various asset classes. Collaborated with multiple business units to address compliance inquiries and regulatory reporting. Improved compliance procedures and quality control checks, while preparing compliance certificates for clients and regulators.
Portfolio Compliance Analyst
Bank of New York Mellon
Jan 2020 - Nov 2021 (1 year 10 months)
Developed compliance rules in Charles River based on client agreements and monitored daily compliance alerts. Collaborated with portfolio managers and client service teams to resolve compliance issues and ensured timely completion of client certifications and due diligence questionnaires.
Portfolio Compliance Analyst
BlackRock
May 2017 - Jan 2020 (2 years 8 months)
Responsible for compliance certification reports and monitoring adherence to client guidelines. Analyzed trade data for regulatory compliance and managed disclosure reporting for substantial ownership. Ensured timely reporting of holdings and compliance with various country regulations.
Intern
BlackRock
Nov 2016 - May 2017 (6 months)
Assisted in compliance-related tasks and gained exposure to portfolio management and regulatory requirements during a 6-month internship.
Education
Degrees, certifications, and relevant coursework
JRE Group of Institutions
Post Graduate Diploma in Management, Finance
2015 - 2017
Completed a Post Graduate Diploma in Management with a specialization in Finance, focusing on advanced financial concepts and investment strategies.
Kirori Mal College
Bachelor of Commerce (Honors), Commerce
2011 - 2014
Earned a Bachelor of Commerce (Honors) degree, gaining a comprehensive understanding of commerce principles and practices.
Delhi Public School, Hisar
12th Grade, Commerce
2010 - 2011
Completed 12th grade with a focus on Commerce, laying the foundation for further studies in business and finance.
Tech stack
Software and tools used professionally
Availability
Location
Authorized to work in
Job categories
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