Red Oak

Financial services firms face mounting pressure to keep pace with constantly shifting regulations while simultaneously managing content creation, review, distribution, and ongoing supervision. Red Oak addresses these challenges head-on as the financial services industry's first and only Compliance Connectivity Platform, purpose-built by compliance experts and practitioners who understand the urgent and pervasive problems faced by professionals every day.

Founded in 2010 by Stephen Pope, Cathy Vasilev, and Rick Grashel, Red Oak has spent over a decade perfecting its approach to regulatory compliance. The company has grown to support over 2,300 firms globally, including almost all of the top 20 asset managers, delivering intelligent software that streamlines advertising review, disclosure management, website monitoring, registration management, internet supervision, and social media compliance. Powered by transparent, auditable AI, Red Oak's platform connects every stage of the compliance workflow - transforming what was once a fragmented, manual process into a unified, efficient ecosystem that reduces risk, cuts costs, and accelerates time-to-market for financial professionals. The company has been named to the Inc. 5000 list for seven consecutive years, reflecting its sustained growth and the trust placed in it by the industry's leading firms.