VLvicky liu
@vickyliu
Junior legal professional specializing in compliance and risk management.
United KingdomWhat I'm looking for
I am a junior legal professional with over two years of experience in managing corporate sustainability, data privacy, and intellectual property compliance. My journey has taken me through various sectors, including education and international organizations, where I have honed my skills in compliance frameworks and risk management. Currently, I serve as the Chief Compliance Manager at TutorChase Limited, where I lead company-wide risk assessments and develop mitigation plans that have successfully avoided significant fines.
My previous role as a Law and Policy Associate at the International Committee of the Red Cross allowed me to conduct extensive legal research on compliance trends and contribute to the development of a corporate human rights due diligence compliance handbook. I am passionate about leveraging my expertise in GDPR, ESG compliance, and the COSO Framework to strengthen compliance programs, particularly in the tech sector. I am committed to fostering a culture of compliance and integrity within organizations, ensuring they navigate the complexities of regulatory requirements effectively.
Experience
Work history, roles, and key accomplishments
Chief Compliance Manager
TutorChase Limited
Sep 2023 - Present (1 year 9 months)
As Chief Compliance Manager, I conducted risk assessments, developed mitigation plans, and optimized internal compliance policies. I acted as the primary contact for compliance breaches and provided updates to senior management on compliance trends, ensuring adherence to GDPR and other regulations.
Law and Policy Associate
International Committee of the Red Cross (ICRC)
Jul 2021 - Jul 2022 (1 year)
In my role as Law and Policy Associate, I conducted legal research on compliance trends and drafted a corporate human rights due diligence handbook. I contributed to the Security and Human Rights Toolkit, addressing compliance challenges for businesses in conflict areas.
Summer Associate
Dentons
Jun 2021 - Jul 2021 (1 month)
As a Summer Associate, I reviewed and edited an IPO prospectus for compliance with listing standards and assisted in drafting company articles for incorporation. I researched compliance trends in employment and data privacy laws, providing analysis for corporate clients.
Education
Degrees, certifications, and relevant coursework
CICFA Institute
CFA Level I, Finance
2024 - 2024
Passed CFA Level I Exam on the first attempt, covering key modules in Financial Reporting, Corporate Finance, and Ethics & Professional Standards.
ULUniversity College London
Master of Laws, International Banking and Finance Law
2023 - 2024
Grade: Distinction
Activities and societies: Co-authored a publication on cryptocurrency regulations and contributed to a report on greenwashing of climate transition finance.
Studied for a Master of Laws (LLM) in International Banking and Finance Law, focusing on key modules such as Banking Regulation, Cross-border Mergers & Acquisitions, and Competition Law. Completed a dissertation on climate-related financial risks under the Basel III framework.
UKUniversity of Hong Kong
Bachelor of Laws & Bachelor of Business Administration, Law and Business Administration
2017 - 2023
Grade: Upper Second Class Honours
Activities and societies: Dean’s Honours List (2018-2020), Faculty Student Leadership Award (2019).
Pursued a dual degree in Bachelor of Laws and Bachelor of Business Administration, covering modules such as Company Law, Corporate Finance, and Auditing. Achieved Upper Second Class Honours and received multiple awards for academic excellence.
Tech stack
Software and tools used professionally
Availability
Location
United KingdomAuthorized to work in
Job categories
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