TGTori Gognat
@t-g
Financial professional blending client advisory, business development, and care management skills.
United StatesWhat I'm looking for
I am a finance-trained professional with a Bachelor of Science in Business Administration from the University of Colorado Boulder, emphasizing Finance and Personal Financial Planning (PFP).
My career spans roles in wealth management and financial advisory at Merrill Lynch and Stifel, where I supported advisors, managed client relationships, and held FINRA Series 7 and 66 licenses.
More recently I began a career change into health care, specifically becoming a Certified Registered Nurse Anesthetist, and began my experience with care management and clinical support as a Qualified Medication Administration Person and Care Manager, combining client-focused service with operational and compliance responsibilities.
I bring strong technical skills in Excel and Microsoft Office, volunteer experience in healthcare and senior living, and a demonstrated record of team leadership and high performance on cross-functional projects.
Experience
Work history, roles, and key accomplishments
Qualified Medication Administration
Morningstar Senior Living
Oct 2023 - Jan 2025 (1 year 3 months)
Served as Qualified Medication Administration Person and Care Manager, administering medications and coordinating resident care to ensure safety and regulatory compliance across the facility.
Financial Advisor Associate
Stifel Financial Corp
Jan 2021 - Nov 2022 (1 year 10 months)
Supported advisors in client relationship management, financial planning, and investment execution, contributing to client service and account maintenance from onboarding through review.
Financial Advisor
Merrill Lynch Wealth Management
Nov 2020 - Jan 2021 (2 months)
Advised clients on wealth management strategies and investment solutions, delivering personalized financial plans and coordinating execution with internal teams.
MMAssociate Financial Advisor
Merrill Lynch Wealth Management
Jun 2019 - Nov 2020 (1 year 5 months)
Supported financial advisors with client servicing, portfolio administration, and financial plan implementation, improving operational efficiency for client accounts.
MMSeasonal Client Associate
Merrill Lynch Wealth Management
Oct 2018 - Jun 2019 (8 months)
Provided seasonal support for client service functions, processing transactions and assisting with account inquiries to maintain high client satisfaction during peak periods.
MMIntern
Merrill Lynch Wealth Management
Jun 2018 - Aug 2018 (2 months)
Supported advisory teams with research, client preparation, and administrative tasks during a summer internship, contributing to client meeting readiness and operational tasks.
JCProcessed customer transactions and provided front-line service, ensuring accurate cash handling and a positive customer experience at branch level.
Education
Degrees, certifications, and relevant coursework
University of Colorado Boulder - Leeds School of Business
Bachelor of Science in Business Administration, Finance / Personal Financial Planning
2015 - 2019
Grade: 3.7 GPA
Activities and societies: Leeds Honors Academic Experience; CU Leeds Residential Academic Program; Banking and Capital Markets Club; Delta Sigma Pi; BASE (Business Core Applied Semester Experience); Dean's Award; Solich Scholars Fund Scholarship; President Joseph A. Sewall Award; AP Scholar Award
Bachelor of Science in Business Administration with emphasis in Finance and sub-emphasis in Personal Financial Planning; graduated May 2019 with a 3.7 GPA.
Availability
Location
United StatesAuthorized to work in
Job categories
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