Scott ConnerSC
Open to opportunities

Scott Conner

@scottconner

Compliance and risk management professional

United States

What I'm looking for

Seeking a challenging role that leverages my expertise in compliance and risk management to drive business growth and mitigate risk, while providing opportunities for professional development and growth.

As a seasoned compliance and risk management professional, I leverage my expertise in enterprise risk consulting, regulatory compliance, and data analysis to drive business growth and mitigate risk. With a strong background in financial services, I excel in collaborating with cross-functional teams and senior leadership to enhance risk reporting, improve process efficiency, and ensure regulatory alignment.

My proficiency in business intelligence tools such as Tableau and Audit Board enables me to deliver data-driven insights and regulatory compliance reporting to executive leadership. I have demonstrated expertise in Fair Lending, Risk and Control Self-Assessments (RCSA), and risk management program development, ensuring regulatory compliance and alignment.

Throughout my career, I have developed a unique ability to analyze complex data, identify key risks, and develop effective mitigation strategies. My experience in policy and procedure drafting and implementation has allowed me to drive compliance alignment and improve process efficiency. I am committed to staying up-to-date with evolving regulatory expectations and ensuring that my clients' regulatory compliance posture and operational risk controls are strengthened.

Experience

Work history, roles, and key accomplishments

PW

Financial Services Regulatory Risk and Compliance Senior Associate Consultant

PwC

Jun 2022 - Jun 2023 (1 year)

Provided consulting services to internal audit and risk management teams of banks and fintech clients, strengthening clients' regulatory compliance posture and operational risk controls.

TB

Compliance Analyst

TriState Capital Bank

Jan 2020 - Jun 2022 (2 years 5 months)

Collaborated with stakeholders to design, refine, and execute regulatory compliance programs, and led Fair Lending review and challenge for all consumer lending denials.

ML

Legal Research Associate

Murray Felder, Debt Collection Attorney at Law

Aug 2018 - Nov 2021 (3 years 3 months)

Conducted in-depth public record searches, title searches, and examined business filings across multiple states, ensuring accurate and up-to-date information for case proceedings.

Education

Degrees, certifications, and relevant coursework

Scott hasn't added their education

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Tech stack

Software and tools used professionally

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Scott Conner - Financial Services Regulatory Risk and Compliance Senior Associate Consultant - PwC | Himalayas