Open to opportunities

rodolphe noblet

@rodolphenoblet

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Experienced AML Compliance Manager with a strong regulatory background.

Luxembourg

Message

What I'm looking for

I am looking for a role that challenges me and allows for professional growth in compliance and risk management.

I am an AML Compliance Manager with over a decade of experience in the financial sector, specializing in anti-money laundering and compliance. My journey began with a solid foundation in finance, culminating in a Master’s degree from Burgundy School of Business. I have honed my skills at prestigious institutions such as the Bank of China and BGL BNP Paribas, where I led teams and managed compliance operations.

Throughout my career, I have successfully executed compliance monitoring programs, conducted AML/CFT reviews for high-risk customers, and coordinated compliance-related projects. My ability to navigate complex regulatory environments and implement effective compliance strategies has been instrumental in ensuring adherence to local and international regulations. I am passionate about fostering a culture of compliance and risk management within organizations.

Experience

Work history, roles, and key accomplishments

Current

AML Compliance Manager

Current

Bank of China

Jan 2021 - May 2024 (3 years 4 months)

Managed the AML team, participated in compliance inspections, supported audits, executed compliance monitoring controls, and performed AML/CFT reviews for high-risk customers. Assisted in monitoring regulatory changes and coordinated compliance-related projects.

AML Team Management Compliance Monitoring Regulatory Audit Risk Assessment Project Coordination Gap Analysis

Senior Compliance Officer

Bank of China

Jan 2018 - Jan 2020 (1 year 11 months)

Conducted client account reviews, advised on CDD/AML queries, monitored transactions, and assisted with various compliance matters. Managed high-risk client approvals and responded to CSSF requests.

Transaction Monitoring AML PEP Scanning Reporting Siron AML GDPR Compliance

Support Officer Client Management

BGL BNP PARIBAS

Aug 2015 - Sep 2016 (1 year 1 month)

Monitored KYC onboarding and recertification, analyzed account opening files, and participated in Enhanced Due Diligence committees. Conducted transaction analysis to prevent money laundering.

Transaction analysis KYC Risk Management Client Management Regulatory Compliance Data Analysis

CIB Client Management

BGL BNP PARIBAS

Jan 2014 - Sep 2014 (8 months)

Deployed onboarding workflow tools, coordinated tasks, validated workflows, and conducted user acceptance testing. Assisted in training team members and ensuring compliance with local regulations.

Workflow Management User Acceptance Testing Validation Project Coordination Training Data Collection Regulatory Compliance Onboarding Process Improvement Team Collaboration

Client Liaison Team Assistant

HSBC FRANCE

Jan 2011 - Mar 2011 (2 months)

Supported onboarding of commercial banking clients, developed statistics and reporting dashboards, and coordinated communication between teams. Prepared presentations for operational meetings.

Onboarding Reporting Data Analysis Presentation Skills Team Coordination Communication Statistical Analysis Relationship Management Support Operations

Department Assistant

Crédit Agricole CIB

Feb 2009 - Mar 2009 (1 month)

Tracked cash flow, monitored daily balances, and justified unusual transactions. Assisted in back-office operations to ensure compliance with financial regulations.