rajvi shah

Responsible for all regulatory filings and submissions, liaising with various regulators, and overseeing compliance functions. Successfully obtained multiple licenses and registrations for the company, while reviewing policies and legal agreements.

Led legal, compliance, and secretarial functions for a wealth management startup. Successfully obtained various registrations and licenses, and implemented compliance training and policies.

Oversaw legal, secretarial, and compliance functions for a licensed merchant banking firm. Established compliance frameworks and ensured adherence to regulatory requirements.

Managed corporate secretarial activities across Asia Pacific for Morgan Stanley. Coordinated board meetings and ensured compliance with corporate governance across multiple jurisdictions.

Executed compliance functions including scheme launches and regulatory reporting. Managed corporate secretarial duties and ensured adherence to legal requirements.

Achieved Mutual Fund Distributors Certification, demonstrating proficiency in mutual fund distribution and related regulations.

Completed the Bloomberg Compliance Certification, enhancing skills in compliance management and regulatory frameworks.

Completed the Company Secretary course, gaining in-depth knowledge of corporate governance, compliance, and secretarial practices.

Completed a Bachelor's degree in Commerce, providing a strong foundation in business principles and financial management.