Rahul Madhariya

I am a detail-oriented and proactive finance professional with extensive experience in SOX (Sarbanes-Oxley) compliance testing. My background in auditing and internal controls has equipped me with the skills to evaluate financial processes and systems, identify control gaps, and provide actionable recommendations for process improvements. I am committed to ensuring adherence to regulatory standards and best practices.

Currently, I manage the process of Internal Control over Financial Reporting (ICFR) and SOX compliance testing for TIAA Entities, including Nuveen and Broker Dealer entities. My responsibilities involve conducting thorough process walkthroughs, identifying risks, and implementing effective controls to mitigate those risks. As I progress in my career, I am eager to expand my expertise into areas such as automation, data analytics, compliance, and enterprise risk management.

With a forward-thinking approach, I am passionate about embracing emerging technologies and processes to drive innovation and improve overall financial operations. I believe in continuous learning and am dedicated to future-focused career development.