krishna kumarKK
Open to opportunities

krishna kumar

@krishnakumar1

Dedicated Internal Auditor with expertise in compliance and risk management.

India

What I'm looking for

I am looking for a role that challenges my skills and offers opportunities for growth in compliance and audit functions.

I am a dedicated and results-driven Internal Auditor with over 4.5 years of extensive experience in financial, operational, and compliance audits. My journey has been marked by a commitment to delivering actionable insights and leveraging advanced methodologies and technology to drive efficiency. I pride myself on being a strong analytical thinker with exceptional problem-solving skills, and I am committed to ethical conduct and continuous improvement.

In my current role at Franklin Templeton Inc, I have successfully completed numerous reviews focused on thematic risk and risk & control, including ESG and portfolio compliance. My expertise in using cutting-edge data analytics tools, such as Charles River, Excel, and Power BI, has enabled me to extract actionable insights from extensive datasets, optimizing internal audit processes and facilitating data-driven decision-making for senior management. I am eager to contribute my expertise to a dynamic organization that values compliance and audit functions.

Experience

Work history, roles, and key accomplishments

Franklin Templeton Inc logoFI
Current

Senior Compliance Surveillance Analyst

Franklin Templeton Inc

Jan 2025 - Present (5 months)

Currently serving as a Senior Compliance Surveillance Analyst, focusing on compliance audits and thematic risk assessments. I leverage advanced data analytics tools to optimize internal audit processes and provide actionable insights for senior management. My role involves close collaboration with various teams to ensure adherence to compliance policies and procedures.

Franklin Templeton Inc logoFI

Compliance Surveillance Analyst

Franklin Templeton Inc

Oct 2022 - Nov 2023 (1 year 1 month)

Worked as a Compliance Surveillance Analyst, assisting in the execution of monitoring reviews and thematic risk assessments. Focused on identifying governance gaps and providing recommendations for improvement. Developed and performed substantive testing to ensure compliance with regulations.

Education

Degrees, certifications, and relevant coursework

University of Mumbai logoUM

University of Mumbai

Bachelor of Commerce, Finance and Accountancy

2018 - 2021

Bachelor of Commerce with a focus on Finance and Accountancy, covering essential principles of financial management, accounting practices, and economic theories.

Institute of Chartered Accountants of India logoII

Institute of Chartered Accountants of India

CA Finalist, Audit and Finance

2017 - 2019

Pursued CA Finalist program focusing on Audit and Finance, which included advanced topics in financial auditing, taxation, and corporate laws.

Tech stack

Software and tools used professionally

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krishna kumar - Senior Compliance Surveillance Analyst - Franklin Templeton Inc | Himalayas