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Puja Rawal

@pujarawal

Risk management specialist at Deutsche Bank Group, assessing IT and information security risks across CIO-1 portfolios.

At Deutsche Bank Group, I collaborate with businesses on Risk and Control Assessments focused on Information Security and IT risks. I analyze data to update risk profiles and support risk remediation across CIO-1 portfolios.

At TD Bank, I assessed regulatory risks and internal controls, helped remediate gaps, and supported governance frameworks. I also trained new team members on risk assessment programs and pRCSA standards.

Earlier, I conducted internal audits at Wells Fargo International Solutions Pvt Ltd and worked on quality assurance, controls testing, and process improvement at Syntel in Bank of New York Mellon and State Street Syntel Services Pvt. Ltd.

Experience

Work history, roles, and key accomplishments

Current

Assistant Vice President

Current

Deutsche Bank Group

Nov 2024 - Present (1 year 11 months)

Collaborates with businesses to conduct Risk and Control Assessments according to NFRM guidelines, focusing on Information Security and IT risks. Supports CIO-1 portfolios in managing audit and regulatory findings, and develops strategies to reduce risk exposure.

Risk Assessment Data Analysis Infosec IT Risk Regulatory Compliance Stakeholder Management Control Implementation Risk Mitigation Reporting

Senior Governance and Controls Analyst

TD Bank

Oct 2022 - Sep 2024 (1 year 11 months)

Executed and led initiatives to identify and assess risks and controls, developed strategies to remediate gaps, and implemented processes to manage risk. Conducted regular risk assessments and provided guidance on pRCSA standards.

Risk Assessment Internal Controls Governance Frameworks Regulatory Compliance Operational Risk Management Training Audit Process Improvement

Senior Internal Auditor

Wells Fargo International Solutions Pvt Ltd

Jul 2022 - Sep 2022 (2 months)

Performed internal audits of financial and departmental operations, developed risk assessments, and conducted process walkthroughs for compliance. Produced audit reports and advised on internal controls and recommendations.

Internal Audit Risk Assessment Compliance IFRS Audit Reporting Internal Controls

Lead Quality Assurance Analyst

Syntel in Bank of New York Mellon

May 2020 - Jun 2022 (2 years 1 month)

Developed and implemented quality assurance processes and strategies, managed client queries, and supported change management. Conducted audits, root cause analysis, and tracked quality assessment ratings.

Quality Assurance Vendor Management SOX 404 Audit Risk Management Process Improvement Root Cause Analysis Training

Deputy Manager Business/Risk Consultant

State Street Syntel Services Pvt. Ltd

Apr 2017 - May 2020 (3 years 1 month)

Assisted team members with high-level analysis artifacts, developed business relationships, and delivered services using Agile practices. Involved in process risk assessment, control implementation, and auditing to ensure compliance.

Risk Assessment Agile Stakeholder Management Process Improvement Audit Compliance Business Analysis Vendor Management