Open to opportunities

Ping Chung

@pingchung

I support discretionary wealth portfolios, trading, and high-net-worth client service.

At TD Wealth Private Investment Advice, I support a discretionary wealth management practice with approximately $200 million in assets under management. I work with Portfolio Managers on model portfolio construction, asset allocation, rebalancing, trading, reporting, and regulatory compliance.

Across TD Wealth, HollisWealth-Scotia Capital, and RBC Dominion Securities, I’ve supported high-net-worth clients and investment operations spanning equities, fixed income, mutual funds, GICs, segregated funds, settlements, and reconciliations. I bring more than 20 years of experience delivering reliable portfolio administration and client service.

Experience

Work history, roles, and key accomplishments

Client Service Associate

TD Wealth Private Investment Advice

Jan 2016 - Jan 2026 (10 years)

Supported a discretionary wealth management practice overseeing approximately $200 million in AUM, collaborating with Portfolio Managers on model portfolios and executing trades across various asset classes.

Discretionary Portfolio Management Model Portfolio Development Asset Allocation Investment Portfolio Rebalancing Equity Trading Fixed Income Trading Investment Research Wealth Management Operations Customer Relationship Management Regulatory Compliance Portfolio Administration Financial Market Analysis High Net Worth Client Services

Advisor Assistant

HollisWealth - Scotia Capital

Jan 2004 - Jan 2016 (12 years)

Provided comprehensive financial services including trading and administrative orders, developed long-term client relationships, and supported advisors with daily requests and problem solving.

Trading Stocks Bond Mutual Funds GIC Segregated Fund Products Customer Relationship Management Back Office Liaison Reporting Problem Solving

Event Coordinator

Gentle Ben Charity Challenge

Jan 2006 - Jan 2015 (9 years)

Coordinated annual charity event including planning, logistics, accommodations, donations, gifts, and sporting event arrangements.

Event Planning Logistics Management Donation Management Procurement Purchasing Event Coordination

U.S. Equity & U.S. Money Market Settlements Officer

RBC Dominion Securities

Jan 1994 - Jan 2001 (7 years)

Managed daily coordination of financial transactions settling through depositories such as DTC and CDS, and through foreign exchange markets, including daily reconciliation and liaison with stakeholders.

Settlements Reconciliations DTC CDS Foreign Exchange Stakeholder Liaison