Open to opportunities

Lizbeth Rodriguez

@lizbethrodriguez

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Certified Senior AML Analyst with a decade of experience.

United States

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What I'm looking for

I seek a stable environment that fosters growth and allows me to utilize my AML expertise.

I am a Certified Senior AML Analyst with ten years of experience in compliance and financial investigations. My expertise spans the Bank Secrecy Act, US PATRIOT Act, and various regulatory frameworks, including the Financial Action Task Force and the Financial Crimes Enforcement Network. I have successfully managed a Financial Institution’s Customer Identification Program and have a proven track record in Suspicious Activity Reporting.

Currently, I serve as a Financial Investigations Associate at Santander Private Banking, where I handle investigations, legal requests, and monthly quality control reviews. My previous roles include AML Senior Compliance Analyst and BSA Analyst, where I conducted enhanced due diligence reviews and transaction monitoring for high-risk clientele. I am passionate about leveraging my skills to contribute to a company's stability and growth as an AML Financial Investigator.

Experience

Work history, roles, and key accomplishments

Current

Financial Investigations Associate

Current

Santander Private Banking

Apr 2023 - Present (2 years 3 months)

Managed investigations and legal requests, including 314(b) requests and trade finance escalations. Conducted monthly QC/QA reviews to ensure compliance.

Investigation Legal Requests 314(B) Requests Trade Finance Quality Control Quality Assurance

AML Sr. Compliance Analyst

Santander Private Banking

Dec 2021 - Present (3 years 7 months)

Performed Enhanced Due Diligence (EDD) reviews for high-risk clients and monitored transactions. Managed negative media escalations, broker/funds reviews, and M&A EDD.

Enhanced Due Diligence (EDD)Transaction Monitoring Negative Media Broker Funds Reviews M&A Project Management

BSA Analyst

Dade County Federal Credit Union

Jul 2019 - Present (6 years)

Conducted transaction monitoring and managed investigations and cases. Prepared Suspicious Activity Reports (SARs) and performed EDD reviews.

Transaction Monitoring Case Management Suspicious Activity Reports Enhanced Due Diligence (EDD)

Legal Assistant

Ivan Gomez, P.A.

Mar 2019 - Present (6 years 4 months)

Managed accounts payable/receivable and drafted legal letters and documents. Handled e-filing, legal research, and scheduling.

Accounts Payable E Filing Legal Research Scheduling

Member Service Representative

Ent Credit Union

Apr 2018 - Present (7 years 3 months)

Served as a Lead Teller and opened various types of accounts including personal, business, and IRA's. Performed auditor duties and provided customer service.

Lead Teller Auditing Customer Service Personal Accounts