At Tata Consultancy Services, I reviewed KYC cases for Lloyds Banking Group and JPMorgan Chase. For Lloyds Banking Group, I analyzed customer ownership structures to identify Ultimate Beneficial Owners across varied entity types.
On the Lloyds Banking Group project, I reviewed event-driven alerts using internal systems and external sources, and followed up with customers when records did not match. I closed cases when documentation was complete and consistent, and escalated suspicious activity.
For the JPMorgan Chase project, I conducted periodic KYC reviews of high-net-worth individuals and verified client identification documents. I corroborated Source of Wealth against Suitability Assessment Forms and investigated account activity using THOR reports.
At Standard Chartered Bank, I performed end-to-end KYC reviews for corporate and institutional clients across the African region, assessing ownership, PEPs, adverse media, and sanctions issues. Earlier, as an Audit Associate at KPMG Global Delivery Center Private LTD, I assisted US teams with audit procedures for investment management clients.
