Carmelo Nucera
@carmelonucera
Bilingual compliance professional specializing in advisory risk mitigation, L&D, and AI-driven productivity.
What I'm looking for
I am a bilingual compliance officer and specialist with recent experience supporting High-Net-Worth advisors and driving better business practices. I combine compliance oversight with education, investigations, and operational improvements.
At IG Wealth Management I engage and educate advisors, conduct internal analyses and investigations to mitigate penalties, and lead AML/KYC learning and development initiatives. I also leverage advanced generative AI tools to increase productivity and streamline processes.
Previously, as a Team Leader at Manulife I coached on insurance, investments and living benefits, handled escalated case resolution, and focused on member retention while responding to urgent inquiries. Earlier customer-service and first-response work honed my troubleshooting and emergency-protocol skills.
I bring multilingual capability (English, French, Italian, German), a CFA pathway (Level I completed; Level II candidate), and a background in finance and practical trade skills to roles that require compliance rigor, client-focused communication, and continuous process improvement.
Experience
Work history, roles, and key accomplishments
Compliance Officer & Bilingual Specialist
IG Wealth Management
May 2024 - Present (1 year 7 months)
Engage and educate high-net-worth advisors on compliance and best practices, conduct internal analyses and investigations to mitigate penalties, and develop AML/KYC learning programs while leveraging generative AI to improve productivity.
Led insurance, investments and living benefits coaching and escalated case resolution with a focus on member retention and rapid response to urgent inquiries.
Provided first-response assistance and emergency protocol support, performed regular maintenance tests across residential, commercial and federal sites, and troubleshot system hardware and software.
Education
Degrees, certifications, and relevant coursework
CFA Institute
Chartered Financial Analyst Level I, Finance
2025 -
Passed Chartered Financial Analyst Level I and preparing as a Level II candidate for 2026.
École des métiers du meuble de Montréal
Diplôme d'études professionnelles (DEP), Woodworking & Furniture Making
2021 - 2023
Completed DEP in Woodworking and Furniture Making with practical and shop-based training.
Concordia University
Philosophy & Finance
2015 - 2017
Studied courses in Philosophy and Finance between 2015 and 2017.
Vanier College
Diplôme d'études collégiales (DEC), Social Sciences, Linguistics & Psychology
2011 - 2014
Completed DEC in Social Sciences with studies in Linguistics and Psychology.
Tech stack
Software and tools used professionally
Availability
Location
Job categories
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