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Carmelo Nucera

@carmelonucera

Bilingual compliance professional specializing in advisory risk mitigation, L&D, and AI-driven productivity.

Canada
Message

What I'm looking for

I seek compliance or L&D roles where I can apply bilingual communication, investigations, AI-driven productivity improvements, and client-focused risk mitigation.

I am a bilingual compliance officer and specialist with recent experience supporting High-Net-Worth advisors and driving better business practices. I combine compliance oversight with education, investigations, and operational improvements.

At IG Wealth Management I engage and educate advisors, conduct internal analyses and investigations to mitigate penalties, and lead AML/KYC learning and development initiatives. I also leverage advanced generative AI tools to increase productivity and streamline processes.

Previously, as a Team Leader at Manulife I coached on insurance, investments and living benefits, handled escalated case resolution, and focused on member retention while responding to urgent inquiries. Earlier customer-service and first-response work honed my troubleshooting and emergency-protocol skills.

I bring multilingual capability (English, French, Italian, German), a CFA pathway (Level I completed; Level II candidate), and a background in finance and practical trade skills to roles that require compliance rigor, client-focused communication, and continuous process improvement.

Experience

Work history, roles, and key accomplishments

IM
Current

Compliance Officer & Bilingual Specialist

IG Wealth Management

May 2024 - Present (1 year 7 months)

Engage and educate high-net-worth advisors on compliance and best practices, conduct internal analyses and investigations to mitigate penalties, and develop AML/KYC learning programs while leveraging generative AI to improve productivity.

Education

Degrees, certifications, and relevant coursework

CFA Institute logoCI

CFA Institute

Chartered Financial Analyst Level I, Finance

2025 -

Passed Chartered Financial Analyst Level I and preparing as a Level II candidate for 2026.

CM

École des métiers du meuble de Montréal

Diplôme d'études professionnelles (DEP), Woodworking & Furniture Making

2021 - 2023

Completed DEP in Woodworking and Furniture Making with practical and shop-based training.

Concordia University logoCU

Concordia University

Philosophy & Finance

2015 - 2017

Studied courses in Philosophy and Finance between 2015 and 2017.

Vanier College logoVC

Vanier College

Diplôme d'études collégiales (DEC), Social Sciences, Linguistics & Psychology

2011 - 2014

Completed DEC in Social Sciences with studies in Linguistics and Psychology.

Tech stack

Software and tools used professionally

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Carmelo Nucera - Compliance Officer & Bilingual Specialist - IG Wealth Management | Himalayas