Open to opportunities

Adnane Daif

@adnanedaif

Message

Ambitious finance professional with expertise in compliance and data science.

Canada

Message

What I'm looking for

I am seeking a role that values innovation and offers opportunities for professional growth.

I am an ambitious finance professional with a strong background in compliance, banking, capital markets, and data science. My educational journey includes an MBA in Finance from the University of Gloucestershire in the UK, which has equipped me with the analytical skills necessary to excel in diverse financial environments. I have gained valuable experience working in various countries, including the UK, Morocco, UAE, and Canada, allowing me to develop a global perspective on financial regulations and practices.

Currently, I serve as the National Compliance Manager at RBC Bank in Montreal, where I lead initiatives to ensure operational excellence and compliance with regulatory standards. My role involves managing workflows, conducting trade reviews, and promoting a culture of compliance within my team. I am committed to fostering collaboration and innovation, ensuring that our processes are efficient and client-focused. My previous roles at HSBC and WFG Securities have further honed my skills in compliance management and team leadership, enabling me to drive performance and support my colleagues in achieving their goals.

Experience

Work history, roles, and key accomplishments

Current

National Compliance Manager

Current

RBC Bank

May 2024 - Present (1 year)

Managed national compliance operations, ensuring adherence to policies and procedures while enhancing client experience and operational efficiency. Championed change management and promoted team development through coaching and proactive communication.

Compliance Risk Management Operations Management Team Leadership Coaching Regulatory Compliance Client Experience Process Improvement Communication Quality Assurance

Current

National Compliance Manager

Current

RBC Bank

Jun 2024 - Present (11 months)

Executed the Operations Excellence Group Roadmap to ensure national consistency in procedures. Managed daily workflows, trade reviews, and regulatory inquiries while promoting team compliance with policies. Championed change management and supported team development.

Compliance Risk Management Operations Management Team Leadership Process Improvement Communication Client Experience Quality Assurance Coaching

Central Branch Manager - Compliance

HSBC

Sep 2022 - Jun 2024 (1 year 9 months)

Performed daily reviews of transaction activities to ensure compliance with regulatory requirements. Provided supervisory oversight and ensured timely communication of policy updates. Conducted training and development related to operational and risk activities.

KYC Compliance Regulatory Requirements Training Risk Management Customer Service Team Collaboration

Central Branch Manager - Compliance

HSBC

Sep 2022 - May 2024 (1 year 8 months)

Oversaw compliance for transaction activities and ensured adherence to KYC regulations. Provided training and support to branches, managed documentation, and conducted quality assurance to meet regulatory standards.

Compliance KYC Regulatory Requirements Training Risk Management Quality Assurance Financial Services

Bilingual Regional Branch Manager / Compliance

WFG Securities Inc

Aug 2020 - Sep 2022 (2 years 1 month)

Reviewed pre-trade KYC and trade tickets, ensuring compliance with regulatory requirements. Provided training and support to advisors and supervised branch locations. Launched new insurance review processes.

KYC Compliance Trade Review Training Training And Supervision Regulatory Requirements Reporting

Bilingual Mutual Fund Trading Administration Officer

B2B Bank

Dec 2018 - Jul 2019 (7 months)

Executed mutual fund transactions and ensured compliance with audit and regulatory requirements. Managed trade processing and documentation for various financial products.

Compliance Regulatory Requirements Financial Products Financial Services

Bilingual Regional Branch Manager / Compliance

WFG Securities Inc

Aug 2020 - Sep 2022 (2 years 1 month)

Reviewed KYC and trade activities to ensure compliance with regulatory standards. Provided training and support to advisors, and supervised branch operations to maintain adherence to company policies.

Compliance KYC Trade Review Training Training And Supervision Regulatory Requirements Financial Services Risk Management

Bilingual Franchise Analyst

Hertz

Aug 2019 - Apr 2020 (8 months)

Processed licensees data and reviewed departmental budgets. Conducted training for licensees on various accounting functions and assisted with preparation of rates plans.

Data Processing Budget Management Training Financial Analysis Reporting Communication Problem Solving Customer Service

Bilingual Franchise Analyst

Hertz

Dec 2019 - Apr 2020 (4 months)

Processed and analyzed franchise data, managed budgets, and conducted training for licensees. Ensured compliance with financial reporting and provided guidance on accounting functions.

Data Analysis Budget Management Training Compliance Financial Reporting Accounting Process Improvement Communication

Bilingual Mutual Fund Trading Administration Officer

B2B Bank

Dec 2018 - Jul 2019 (7 months)

Executed mutual fund transactions and ensured compliance with audit and regulatory requirements. Processed trades and managed disbursements within set parameters.

Compliance Regulatory Requirements Audit Customer Service Communication