Open to opportunities

Alicia Vargas

@aliciavargas

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Experienced finance professional with expertise in shareholder services and securities transaction reporting.

United States

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What I'm looking for

I am seeking a role in transfer agent or shareholder services where I can apply compliance-focused transaction reporting, improve investor communications, and ensure accurate recordkeeping.

I am an experienced finance professional specializing in shareholder services, securities transaction reporting, and corporate transfer agent processes. I have worked with large transfer agent operations and am familiar with reporting holdings and transaction details to regulatory authorities.

Throughout my work I have handled account communications, mailing and address change procedures, and coordinated transactional reporting to the IRS for short-term holdings. I have experience using corporate transfer agent systems and public-facing investor web resources.

I am detail-oriented, compliance-focused, and committed to accurate recordkeeping and timely investor communications. I seek roles where I can apply my transfer-agent experience to improve investor services and regulatory reporting.

Experience

Work history, roles, and key accomplishments

Shareholder Services Clerk

Computershare Trust Company, N.A.

Managed shareholder account communications and processed transaction records for retail holders, ensuring accurate reporting of short-term holdings to the IRS and maintaining account correspondence.

Shareholder Services Account Reconciliation Regulatory Reporting Customer Communications Data Entry Documentation Microsoft Excel